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FINRA strives to make our... note that this number is exclusively for inquiries regarding application accommodations. In addition to a competitive salary, comprehensive health and welfare benefits, and incentive compensation, FINRA offers immediate participation and... vesting in a 401(k...
FINRA strives to make our... note that this number is exclusively for inquiries regarding application accommodations. In addition to a competitive salary, comprehensive health and welfare benefits, and incentive compensation, FINRA offers immediate participation and... vesting in a 401(k...
Risk Monitoring - Any FINRA Location H2: Essential Job... ongoing risk assessments for FINRA members - Report to... a Risk Monitoring Director and support in identifying existing and emerging risks - Collaborate with internal departments to analyze and make recommendations...
© 2021 **MEMBERS ONLY**SIGN UP NOW***. All rights reserved. **MEMBERS ONLY**SIGN UP NOW***... is a registered trademark... ID: R-007616 Organization: FINRA Location: Rockville, MD... - $397,900 (based on location and qualifications) Posted on: Posted Today Organization Overview: FINRA is a...
FINRA is an Equal Opportunity... sexual orientation, gender identity, veteran status or any other classification protected by federal state or local laws as appropriate, or upon the protected status of the person’s relatives, friends or associates. FINRA abides...
H1 Heading: Join FINRA as our Senior Director,... Knowledge Requirements - Skills Requirements - Salary Information - Time Off and Paid Leave - Important Information - Search Firm Representatives - FINRA is an Equal Opportunity... and Affirmative Action E...
Counsel, Enforcement - Any FINRA Location H1: Join... the FINRA Team as a Senior... Enforcement H2: Represent FINRA in Complex Securities Cases... Nationwide Key Responsibilities: - Litigate non-disciplinary and disciplinary proceedings filed with the Office of Hearing...
Principal Counsel, Enforcement - FINRA Careers H2: Join Our... Team as a Principal Counsel, Enforcement FINRA, the Financial Industry Regulatory Authority, is seeking a highly skilled and experienced Principal Counsel to join our Enforcement team. This is a full-time position with...
Counsel, Enforcement - Any FINRA Location H1 Heading:... Senior Litigation Counsel at FINRA! H2 Headings: -... Represent FINRA in Complex Litigation Cases... with Various Departments Across FINRA - Work on Special... Projects as Assigned Salary Information:...
H1 heading: Join FINRA as an Assistant General... Counsel, Regulatory H2 heading: Senior-Level Legal Role with Purpose and Meaning Bold headlines: - Are you looking for meaningful work financial industry? - Join FINRA as an Assistant General......
Investigator, NCP - Any Finra Location - Full-time... extensive background searches of FINRA member firms and registered... representatives - Provides subject matter expertise and conducts in-depth data analysis - Independently leads investigations of varying risk and complexity - Gathers...
MRTS Regulatory Compliance The candidate will manage key regulatory and compliance functions for Market Regulation and Transparency Services (MRTS). Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and manage...
Investigator, FINOP-NCP The candidate conducts extensive background searches of member firms and registered representatives in support of open investigations in the NCP. Provides subject matter expertise throughout the course of Cause investigations, in proactively identifying risk using various internal and...
Organization: FINRA Department: Market Regulation and... Principal Analyst, Regulatory Services Management - FINRA H2: Join the Team... at FINRA as a Principal Analyst... in Regulatory Services Management Summary: FINRA, a leading securities regulator,... is seeking a highly skilled and...
Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to assess the record fairly....
H1 Heading: Join FINRA as a Director of... of Firms Organization: FINRA Department: Risk Monitoring... Job Requisition ID: R-008111 Location: Any FINRA Location Salary Information:... - California: Minimum Salary $146,200, Maximum Salary $296,...