Save your search progress and never miss an update
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
OCLO - Policy-making and regulatory oversight responsibilities for public... and private offerings - Direct contact with senior management and collaboration with other FINRA departments - Leadership experience and advanced knowledge of corporate financing rules and industry practices required Role...
Title: Associate General Counsel, Regulatory - Full Time ... Our Associate General Counsel, Regulatory H2: Be Part... of a Dynamic and Innovative Team Organization: FINRA Department: Office of General Counsel Location: Remote/Office (Hybrid) Salary Range:...
President & Associate General Counsel, Capital Markets Policy - Full Time FINRA is seeking a Vice President & Associate General Counsel, Capital Markets Policy to join their team in various locations including New York, NY, Chicago, IL, Boston, MA, Washington, DC,...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
risks and potential threats to investors and the market. They work within the Financial Intelligence Unit (FIU) of... FINRA's National Cause and Financial Crimes Detection Program (NCFC)... to create intelligence assessments and other products, resulting in more robust investigations and...
Job Title: Principal Intelligence Specialist, FIU - All FINRA Locations Organization: FINRA Job Type: Full-Time Experience Level: Advanced Salary Range: Varies by location, based on factors such as experience and education Job Requisition ID:...
Locations FINRA, the Financial Industry Regulatory Authority, is... seeking a Senior Director, Risk Monitoring for all FINRA locations. This role will be responsible for overseeing the risk assessment, planning, and execution of examinations for a specific group of firms...
is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any...