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Corporate Financing and Advertising Regulation leadership team of the... OCLO - Policy-making and regulatory oversight responsibilities for public and private offerings - Direct contact with senior management and collaboration with other FINRA departments - Leadership experience and advanced knowledge of...
President & Associate General Counsel, Capital Markets Policy - Full Time FINRA is seeking a Vice President & Associate General Counsel, Capital Markets Policy to join their team in various locations including New York, NY, Chicago, IL, Boston, MA, Washington, DC,...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Friendly Job Title: Associate General Counsel, Regulatory - Full Time H1: Join FINRA as Our Associate General Counsel, Regulatory H2: Be Part of a Dynamic and Innovative Team Organization: FINRA Department: Office of General Counsel...
Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Locations FINRA, the Financial Industry Regulatory Authority, is... seeking a Senior Director, Risk Monitoring for all FINRA locations. This role will be responsible for overseeing the risk assessment, planning, and execution of examinations for a specific group of firms...
is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any...
Friendly Job Title: Senior Director, Investigations - All FINRA Locations: New York, Jericho, Denver, Dallas, Chicago, Boston, Boca Raton, Jersey City, Woodbridge, Washington DC, Chicago, San Francisco, Rockville, Philadelphia, Los Angeles H1: Senior Director, Investigations - All FINRA Locations...