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Job Title: Director, Regulatory Services Management H1 Heading:... the Director of Regulatory Services Management H2 Heading:... Market Regulation and Transparency Services The Director of... Regulatory Services Management (RSM) at **MEMBERS ONLY**SIGN UP NOW***... is seeking a skilled and experienced individual...
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The Vice President, Advertising Regulation is a key leadership... Corporate Financing and Advertising Regulation team at **MEMBERS ONLY**SIGN UP NOW***. This... operation of the Advertising Regulation Department, including managing its... regulatory review programs, policy and rulemaking initiatives, budget, personnel, technology, and resource needs....
Attorneys in Developing and Implementing Capital Markets Policy Initiatives Bold Headlines: - Join a leading organization in the financial industry as Vice President... & Associate General Counsel, Capital Markets Policy - Lead a team of attorneys in developi...
including the Washington Post, Financial Times and InvestmentNews. We... are proud to offer a culture of inclusiveness and collaboration that is both diverse and engaging. This job summary is intended to describe the general nature and level of the...
Analyst, Risk Monitoring - Any FINRA Location Full Time Posted Today R-008249 FINRA is looking for a Principal Analyst, Risk Monitoring to join our team. This senior-level position will be responsible for conducting risk monitoring activities...
resumes will be reviewed by FINRA's Talent Acquisition team and only those resumes that meet the criteria will be forwarded to the hiring manager for consideration. Job Title: Associate Principal Analyst, Risk Monitoring - Any FINRA Location...
registered trademark of the Financial Industry Regulatory Authority, Inc.... FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a...
$127,300 - $296,100 (based on location and experience) Employment Type: Full-time Overview: FINRA, the Financial Industry Regulatory Authority, is... seeking an experienced Assistant General Counsel to provide legal advice and support for the adoption of new regulatory initiative...
Job Title: Associate General Counsel, Regulatory - Full Time H1 Heading: Join FINRA as an Associate General Counsel, Regulatory H2 Heading: Expert Legal Counsel Opportunity in the Securities Industry Organization: FINRA Department: Office of General Counsel...