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Organization: - FINRA (Financial Industry Regulatory Authority) ... The Department: - Enforcement Location: - Various locations including Woodbridge, NJ; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX;...
Risk Monitoring - Capital Markets - Any Finra Location The Director of Risk Monitoring will oversee the implementation and completion of the Risk Monitoring Program for a specific Firm Grouping or Sub-Grouping. They will actively supervise the activities of...
compliance with applicable rules and regulations, as well as financial crimes. The Director will... manage a team of specialists and develop regulatory programs to ensure member firms are following proper financial practices and offering appropriate... products. This is a seni......
including the Washington Post, Financial Times and InvestmentNews. We... are proud to offer a culture of inclusiveness and collaboration that is both diverse and engaging. This job summary is intended to describe the general nature and level of the...
resumes will be reviewed by FINRA's Talent Acquisition team and only those resumes that meet the criteria will be forwarded to the hiring manager for consideration. Job Title: Associate Principal Analyst, Risk Monitoring - Any FINRA Location...