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title: Assistant General Counsel, Regulatory H1 heading: Join... Assistant General Counsel in Regulatory H2 heading: Senior-Level... Legal Advisor in Regulatory Initiatives Bold headline:... regulatory initiatives. FINRA (Financial Industry Regulatory Authority) is... that regulates the securities industry i...
title: Director, Enforcement Experience: Minimum of 7 years in securities-related regulatory and/or complex litigation experience,... with at least 5 years in a regulatory entity, member firm, or... law firm Remove contact information, phone, fax, address, and location Replace company na...
registered trademark of the Financial Industry Regulatory Authority, Inc.... Information: - Minimum of 7 years of securities-related regulatory and/or complex litigation experience -... Minimum of 5 years working for a regulatory entity, member firm, or... law firm with direct involvement in se...
that regulates the securities industry. FINRA is dedicated to... FINRA member firms must pass the Series 7 exam, as well as the Securities Industry Essentials (SIE) exam, and... be registered with the . Securities and Exchange Commission (SEC) and i...
registered trademark of the Financial Industry Regulatory Authority, Inc.... FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, gender, national origin, age, disability, or any other factor. FINRA is...
strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at . Please note that this number is exclusively for inquiries regarding application...
Risk Monitoring Organization: FINRA (Financial Industry Regulatory Authority) Experience:... Senior-level Salary: Dependent on location and qualifications, ranging from $92,500 to $200,200 Location: Any FINRA location (CA, WA, DC, CO, HI, MN, VT, NY, WA, MD) H1: Join FINRA and...
Join FINRA as a Paralegal in the Enforcement Department! H2: Investigative and Legal Support Opportunity at FINRA - Apply Now! Summary: Join FINRA, the Financial Industry Regulatory Authority, as... a Paralegal in the Enforcement Department! This full-tim...
that regulates the securities industry. FINRA protects investors by... making sure the securities industry operates fairly and honestly.... FINRA’s independent regulation plays a critical role in America’s financial system–all at no cost... to taxpayers. FINRA touches virtually every aspect...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...