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is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any...
Strategic Engagements & Publications to join our team. This position can be located in any FINRA office. Organization Overview: The Financial Industry Regulatory Authority (FINRA)... is dedicated to investor protection and market integrity through effective and efficient regula...
Rockville, MD, Philadelphia, PA, New York, NY, Los Angeles, CA Salary: Dependent on location and experience, ranging from $127,300 to $296,100 Job Requisition ID: R-008466 The Organization: - FINRA, the Financial Industry Regulatory Authority, is... a leading privat...
Regulatory (Remote/Hybrid) Organization: FINRA (Financial Industry Regulatory Authority) Experience:... Minimum 6-8 years of directly related legal experience Salary Range: - California: $146,200 - $296,100 - Colorado/Hawaii/Minnesota/Vermont: $127,300 - $246,600 - Illinois: $139,800 - $271,400 - Jersey City, NJ/New York, NY:...
Job Title: Vice President, Regulatory Liaison - All **MEMBERS ONLY**SIGN UP NOW***... as a Vice President, Regulatory Liaison H2: Enhance... Regulatory Relationships as a Vice... strengthen the Office of Regulatory Liaison (ORL) within Member... Supervision at FINRA - Partner with external regulators...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Job Type: Full-Time FINRA, the Financial Industry Regulatory Authority, is... currently seeking a Principal Analyst for Risk Monitoring at any of our FINRA locations. This is a senior-level position that reports to a Risk Monitoring Director and is responsible...
Monitoring Organization: FINRA - Financial Industry Regulatory Authority Location:... Range: $79,500 - $170,900 (depending on location and qualifications) Experience: Bachelor's Degree, relevant industry certifications preferred Education:... Bachelor's Degree in Finance, Accounting, Business or related field(s), or equivalent co...
is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any other...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...