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abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Analyst in Corporate Financing Public Offerings is responsible for... analyzing complex and high-profile public offering transactions. The role... involves reviewing and investigating proposed underwriting arrangements to ensure compliance with FINRA and SEC rules. The candidate should have a Bachelor’s Degree...
Organization: **MEMBERS ONLY**SIGN UP NOW***... (PCAOB) Position: Deputy Chief Counsel, Division of Registration and Inspections Experience: Minimum of 15+ years of relevant experience Salary: $242,000 - $399,100 per year (based on data-driven market analysis) Location: Various offices/locations, including Washington,...
President & Associate General Counsel, Capital Markets Policy - Full Time FINRA is seeking a Vice President & Associate General Counsel, Capital Markets Policy to join their team in various locations including New York, NY, Chicago, IL, Boston, MA, Washington, DC,...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal employment opportunity to all individuals regardless of race, color, religion, gender, sexual orientation, national origin, age,...
Principal Counsel, Enforcement - Full Time Job with Organization H2: Job Overview FINRA is seeking a highly skilled and experienced Principal Counsel to join our Enforcement team. This role plays a crucial role in assessing and advocating for...
doing business with the public in the United States.... market integrity in a public-private partnership with the Securities... and Exchange Commission (SEC), while also benefiting from the SEC’s oversight. In its role as investor guardian, FINRA is informed, but not...
regulatory oversight responsibilities for public and private offerings -... Direct contact with senior management and collaboration with other FINRA departments - Leadership experience and advanced knowledge of corporate financing rules and industry practices required Role Responsibilities - Manage the...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color,...