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Director, Enforcement - Manage Team of Attorneys and Cases for FINRA H2: Essential Job Functions and Responsibilities Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Director, Enforcement Job Type: Full-Time Experience Required: Minimum 7 years of regulatory and/or litigation...
This position requires a law degree and a minimum... of experience in securities-related regulatory and/or complex litigation, with at least five years spent working for a regulatory entity, member firm, or law firm. The Director is... responsible for ensuring tha...
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Director, Specialist Team - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with...
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