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Friendly Job Title: Associate Vice President of Strategic Litigation at Environmental Advocacy Organization - Boston, MA H1 and H2 Friendly Headings: H1: Join Our Team as an Associate Vice President of Strategic Litigation H2: A Unique Opportunity to Make...
Principal Investigator, Specialist Team, is a full-time position that is responsible for conducting high complexity routine and special investigations of FINRA member firms. This role also involves investigating potentially suspicious activities of persons associated with FINRA member firms and providing...
Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Assistant General Counsel, Regulatory Experience: Minimum 6-8 years of legal experience required Salary: Based on location and experience, ranging from $127,300 to $296,100 Job Type: Full-time Purpose and Meaning:...
Risk Monitoring - Capital Markets - Any Finra Location The Director of Risk Monitoring will oversee the implementation and completion of the Risk Monitoring Program for a specific Firm Grouping or Sub-Grouping. They will actively supervise the activities of...
FINRA organization is looking for an experienced Investigative Director to join their team in various locations. This full-time position will oversee the examinations and investigations of broker-dealers' compliance with applicable rules and regulations, as well as financial crimes. The Director...
is an Employer of Choice FINRA has been named a Best Place to Work by several outlets, including the Washington Post, Financial Times and InvestmentNews. We are proud to offer a culture of inclusiveness and collaboration that is both...
Senior Analyst, Public Offerings - Remote H2: Join Our Team at FINRA - Apply Now! Organization: FINRA Job Title: Senior Analyst, Public Offerings Experience: Bachelor's degree and 3+ years related industry experience (JD or MBA preferred) Location: Remote Employment...
Title: Associate General Counsel Salary: Competitive, based on experience Experience: 5 years as a practicing corporate and/or transactional attorney Department: Corporate Legal Organization: **MEMBERS ONLY**SIGN UP NOW***. (TCB) Location: Boston, MA (with potential for remote work up to 3 days per week) Overview: - TCB is a...
responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring Director. The ideal candidate will have a Bachelor's Degree in Finance, Accounting, Business or a... related field, with a graduate degree or...
Friendly Job Title: Director, Regulatory Services Management H1 Heading: Join FINRA as the Director of Regulatory Services Management H2 Heading: Manage Key Operations and Reporting for RSM in Market Regulation and Transparency Services The Director of Regulatory...