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President, Corporate Financing Department - Full-time role in the Corporate Financing and Advertising Regulation leadership team of the OCLO - Policy-making and regulatory oversight responsibilities for public and private offerings - Direct contact with senior management and collaboration with other...
Attorney - Consumer: Job Description, Salary, and Requirements Organization: Legal Aid Chicago Title: Supervisory Attorney - Consumer Location: Chicago, IL (Hybrid Work Environment) Salary: $84,500 per year Experience: At least 6 years of litigation experience, including consumer law cases...
job title: Principal Analyst, Regulatory Services Management H1: Join FINRA's Regulatory Services Management Team as a Principal Analyst H2: Apply Now for the Senior-Level Professional Role of Principal Analyst at FINRA Job Summary: - Full-time position...
Director, Specialist Team - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with...
Principal Analyst, Risk Monitoring - Any FINRA Location H2: Job Description and Requirements Organization: FINRA Job Title: Principal Analyst, Risk Monitoring Job Type: Full Time Salary Range: $92,500 - $200,200 (varies by location and experience)...
Title: Senior Analyst, Public Offerings Experience: At least 3 years of related industry experience Education: Bachelor’s Degree, JD or MBA preferred Salary: - California: Minimum of $78,900, Maximum Salary $146,900 - Washington, DC: Minimum Salary $78,900, Maximum Salary $140,800 -...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Friendly Job Title: Associate General Counsel - Employment Compliance H1: Join **MEMBERS ONLY**SIGN UP NOW***. as an Associate General Counsel H2: Advise on Labor and Employment Matters in Healthcare Bold Headlines: - $10,000 Tuition Reimbursement and Student Loan Repayment Available - Comprehensive Benefits Package Including Matching...
Strategic Advisor, Market Regulation & Transparency Services - Essential Job Functions and Requirements H2: Essential Job Functions: - Serve as a key member of the senior management team for the Department - Work closely with the head of...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an Equal Opportunity and Affirmative Action Employer All qualified applicants will receive consideration for employment without regard to age, citizenship status, color,...