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Vice President & Associate General Counsel, Capital Markets Policy... - Full Time FINRA is seeking a Vice President & Associate General Counsel, Capital Markets Policy... to join their team in various locations including New York, NY, Chicago, IL, Boston, MA, Washington,...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
Friendly Job Title: Associate General Counsel, Regulatory - Full... FINRA as Our Associate General Counsel, Regulatory H2:... Department: Office of General Counsel Location: Remote/Office... (Hybrid) Salary Range: $149,600 - $351,200 per year Experience: 10+ years...
Associate General Counsel, Regulatory - Full... Time Posted Yesterday - R-008412 This position is responsible for directing and managing the complete life cycle of the adoption of new regulatory requirements. The incumbent provides expert knowledge to the Board...
Public Company Accounting Oversight Board (PCAOB) Position: Deputy Chief Counsel, Division of Registration and Inspections Experience: Minimum of 15+ years of relevant experience Salary: $242,000 - $399,100 per year (based on data-driven market analysis) Location: Various offices/locations, including Washington, DC...
Office of the General Counsel Administrator - Protect... Title: Office of the General Counsel Administrator Salary... Range: $90,000 - $98,000 Experience: 2-4 years of relevant experience Location: New York, San Francisco, Washington ., Chicago, or Santa Monica...
President, Corporate Financing Department - Full-time role in the Corporate Financing and Advertising Regulation leadership team of the OCLO - Policy-making and regulatory oversight responsibilities for public and private offerings - Direct contact with senior management and collaboration with other...
Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...