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of high-quality, customer-focused legal services to assigned Conservancy business... units. Report to the General Counsel. Assist the General Counsel in managing the Global Legal Function, steering the overall enterprise risk of the global organization. Ensure that Legal staff are fully...
Job Title: Director, Regulatory Services Management H1 Heading:... the Director of Regulatory Services Management H2 Heading:... Market Regulation and Transparency Services The Director of... Regulatory Services Management (RSM) at **MEMBERS ONLY**SIGN UP NOW***... is seeking a skilled and experienced individual...
Summary: Organization: FINRA (Financial Industry Regulatory Authority) Job... Title: Assistant General Counsel, Regulatory Experience: Minimum 6-8 years of legal experience required Salary: Based on location and experience, ranging from $127,300 to $296,100 Job Type: Full-time Purpose and Meaning:...
Risk Monitoring - Capital Markets - Any Finra Location The Director of Risk Monitoring will oversee the implementation and completion of the Risk Monitoring Program for a specific Firm Grouping or Sub-Grouping. They will actively supervise the activities of...
including the Washington Post, Financial Times and InvestmentNews. We... are proud to offer a culture of inclusiveness and collaboration that is both diverse and engaging. This job summary is intended to describe the general nature and level of the...
responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members reporting to a Risk Monitoring Director. The ideal candidate will have a Bachelor's Degree in Finance, Accounting, Business or a... related field, with a graduate degree or...