Title: Senior Counsel, Youth Privacy & Technology Job Responsibilities: - Manage the COPPA Safe Harbor program to ensure compliance with COPPA, CARU’s Privacy Online Guidelines, and other relevant laws and best practices. - Onboard and advise participants in the COPPA Safe Harbor program,...
is seeking an experienced Compliance Officer to join their team in Arlington, VA. As a senior member of the team, the Compliance Officer will play a vital role in ensuring Homestead’s adherence with federal securities rules and regulations. The Compliance...
VP, Associate General Counsel - Reputed Firm, Washington, DC Experience: Minimum of 5 years of relevant experience in government agencies, in-house legal departments, or law firm practice Salary: $117,000 - $152,000 annually ICBA, the nation's leading advocate for community...
Law Center is a mission-driven organization focused on providing high-quality legal services to children and families... in DC. As an organization, we envision a world in which all children have a strong foundation of family, health and education and are...
Regulation and Policy (Inclusive Financial Systems) Apply locations... Seattle, WA Washington, DC time type Full time posted on Posted Yesterday time left to apply End Date: January 28, 2025 (9 days...
President, Capital, Accounting and Finance Policy to join their... banking safety and soundness regulation and legislation primarily before... financial regulatory agencies and Congress.... and at least five years of related experience in the financial services industry or with... a ba...
Senior Director, Financial Intelligence Fusion Center, Member... Senior Director of the Financial Intelligence Fusion Center (FIFC)... within FINRA's Strategic Intelligence and Analytics Program will lead a team responsible for aggregating and disseminating real-time intelligence collected by FINRA, member firms, regulators,...
Senior Litigation Paralegal, Enforcement Services The Senior Litigation... Paralegal is responsible for providing support to the Enforcement Department in all litigation matters. This position requires advanced knowledge of legal procedures and terminology, as well as strong analytical and organizational...
Litigation Counsel - Securities Regulation H1: Join FINRA's... Litigation Counsel - Securities Regulation Job Summary: The... Senior Litigation Counsel is responsible for representing FINRA in complex disciplinary proceedings, appeals, and other legal matters related to securities regulations. This...
Senior Program Administrator, OGC Regulation - Washington, DC ... - Salary range varies based on location, experience, and qualifications - Full-time, hybrid work environment with occasional travel required - Bachelor's degree and minimum of 6 years of experience in administrative...
Job Title: Associate General Counsel - Capital Markets H1 Heading: Join the Team at FINRA as an Associate General Counsel for Capital Markets H2 Heading: Expert Legal Counsel and Policy Advisor for High-Impact Regulatory Initiatives Bullet Points:...
Full-time - Department: Government Relations - Salary: $117,000 - $152,000 per year - Education: Bachelor's and law degrees required - Experience: At least 5 years in financial services industry, bank regulatory... agency, trade association, or law firm - Benefits: Com...
Risk & Supervision: Executive Leadership Opportunity at a Reputed Firm in Washington, DC ICBA, the **MEMBERS ONLY**SIGN UP NOW***., is seeking a highly experienced and driven individual to fill the role of Executive Vice President, Risk & Supervision....
Associate Director, OCLO Operations - Elevate and Enhance Centralized Support H2: Lead Cross-Functional Initiatives and Projects Organization: FINRA Location: Rockville, MD; Washington, DC; New York, NY Time Type: Full time Salary Range: $111,400 - $242,600 (varies by location and qualifications) Job Summary: The Associate Director of the...
of 10 years in financial services industry or regulation... at FINRA or similar... organizations - Education: Bachelor's degree in business, communications, technology or related field, advanced degree preferred - Location: Washington, DC, Rockville, MD, New York, NY - Time Type: Full time - Job...
experience in the securities/financial services industry Location: Woodbridge,... NJ, Jericho, NY, Denver, CO, Dallas, TX, Chicago, IL Employment Type: Full-time Salary Range: $81,900 - $200,200 Job Requisition ID: R-008728 Date Posted: Posted 2 Days...
Analyst, Risk Monitoring - Any Finra Location locations New York, NY (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago,...
Join the Legal Team at FINRA as an Assistant General Counsel, Regulatory H2: Providing Senior-Level Legal Advice for Regulatory Initiatives Organization: FINRA Department: Office of General Counsel Job Title: Assistant General Counsel, Regulatory Experience: Minimum of 6-8 years of...
Principal Investigator, VAST - All FINRA Locations locations Boca Raton, FL (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA...
Manager -Trading Specialist Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Woodbridge,...
Principal Investigator, NCP - IRG - Any Finra Location locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
Regulatory Organization: FINRA (Financial Industry Regulatory Authority) ... Experience: 1-3 years of relevant legal experience Location: Washington, DC Salary Range: - CA: Minimum Salary $91,500, Maximum Salary $170,900 - CO/HI/MN/VT*: Minimum Salary $79,500, Maximum Salary $142,300 -...
Principal Risk Monitoring Analyst - Any FINRA Location Salary Information: - Based on location and individual factors such as skill set, experience, and education - Salary ranges from $79,500 to $170,900 for various locations including CA, CO, HI, MN, VT, IL, Jersey City,...
ranges from $142,300 to $170,900, depending on location and other factors. Experience Information: - A minimum of two years of professional experience at the SEC, a self-regulatory organization, a broker-dealer, or a law firm is required. - Experience in corporate governance, regulation, enforceme...
Overview: FINRA, the Financial Industry Regulatory Authority, is... currently seeking qualified candidates for the position of Principal Analyst, Risk Monitoring in the Capital Markets department. This is a senior-level role reporting to a Risk Monitoring Director and offering the...
Analyst, Dispute Resolution Organization: FINRA (Financial Industry Regulatory Authority) Department: Dispute... Resolution Experience: 5+ years Location: Chicago, IL; Jersey City, NJ; Boca Raton, FL; Woodbridge, NJ; Washington, DC; Rockville, MD; New York, NY; Los Angeles, CA Time Type: Full Time Salary Range: $95,300 - $206,200 (varies...
MS Operations, Procedures and Standards - All FINRA Locations FINRA is currently seeking a Director for their Member Supervision Operations, Procedures and Standards team. This individual will report directly to the Vice President and will be responsible for providing...
Summary: The Assistant Special Counsel in the Office of Hearing Officers performs a variety of specific duties, generally applying advanced analytical skills to provide effective legal support to FINRA Hearing Officers in connection with the adjudication of disciplinary proceedings...
Friendly Job Title: Associate Director, Regulatory Policy Legal Support - Washington, DC/Rockville, MD H1 Heading: Join Our Team as the Associate Director of Regulatory Policy Legal Support H2 Heading: Essential Job Functions and Requirements for the Associate Director...
Support Organization: FINRA (Financial Industry Regulatory Authority) Location:... Washington, DC Job Type: Full Time Salary Range: $111,400 - $242,600 (based on location and experience) Job Requisition ID: R-009193 Posted On: Posted Today The Associate Director, Appellate Legal...
Legal Extern, Enforcement - Fall 2025 Semester - Unpaid position with opportunity for experience and skill-building - Part-time, twice a week, from August to December - Work closely with attorneys, investigators, and management - Assist in investigations of potential violations of securities laws...
FINRA is a not-for-profit organization dedicated to investor protection and market integrity. It regulates one critical part of the securities industry – brokerage firms doing business with the public in the United States. FINRA, overseen by the SEC, writes...
Friendly Job Title: Senior Director of Examinations - All FINRA Locations H1: Join FINRA as a Senior Director of Examinations H2: Lead and Strategize for Firm Group Examination Program Organization: FINRA Department: Member Supervision Salary Information: - Minimum salary ranges from $154,100 to $185,000 depending on...
Analyst, Risk Monitoring - All FINRA Locations Location: Multiple locations including New York, NY; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Boston, MA; Boca Raton, FL; Woodbridge, NJ; Washington, DC; Chicago, IL; San Francisco, CA; Rockville, MD;...
Principal Investigator, NCP - IRG - All Locations Organization: FINRA Department: Initial Review Group (IRG) Location: Multiple Locations (Boston, MA; Jersey City, NJ; Jericho, NY; Denver, CO; Dallas, TX; Boca Raton, FL; Woodbridge, NJ; Washington, DC; Chicago,...
Title: Senior Director, Cyber and Analytics Unit Job Responsibilities: The Senior Director within the organization’s Cyber and Analytics Unit (CAU) is tasked with leading the Cyber-Enabled Fraud (CEF) team. This team is responsible for planning and executing investigations into cyber-enabled fraud involving...
crucial role within the Financial Intelligence Unit (FIU) of... organization’s National Cause and Financial Crimes Detection Program (NCFC).... The primary responsibilities include: - Collaborating with internal and external stakeholders on strategic and urgent cyber-related events to mitigate investor risk. - Monitoring risk...
type Full-time Job function Legal Industry Non-profit Organization Management H1: Associate General Counsel, Contracts and Compliance at United Way Worldwide H2: Hybrid Work Schedule Drafting and Reviewing Contracts...
you need an accommodation for the application process, please email us at . Please note that this email address is only for inquiries regarding application accommodations. In addition to salary, FINRA provides a comprehensive benefits package. Candidates can expect...
41 CFR ). This regulation prohibits discrimination against qualified... advance in employment qualified individuals with disabilities. The Senior Litigation Counsel, Enforcement Services at FINRA is a... highly challenging and rewarding role for experienced litigators who are passionate about protecting...
Senior Program Administrator, OGC Regulation - Washington, DC/Rockville, MD Apply... Now! The Senior Program Administrator will provide high-level administrative and programmatic support to employees and senior executives within the Office of General Counsel (OGC) Regulatory Policy, Capital Markets, and Appellate offices. This...
Corporate Actions Analyst, Transparency Services Salary Range: $61,300-$130,400 per... salary and benefits! FINRA, a leading regulatory organization in the financial industry, is seeking a... Corporate Actions Analyst to join their Transparency Services team in Rockville, MD.... In this entr...
Analyst, Private Placement Apply Logo locations Rockville, MD (Job Posting) time type Full time posted on Posted Today job requisition id R-008853 Reviews member corporate financing activity for compliance with **MEMBERS ONLY**SIGN UP NOW***...
Senior Leadership Role in Financial Services Industry Bold... Headline: Join the Leadership Team at Organization as a Senior Director, Office of Chief of Staff, OCLO Organization is seeking a highly skilled and experienced Senior Director to join our...
Friendly Job Title: Associate Principal Analyst, Private Placement - Rockville, MD H1 Heading: Join Our Team as an Associate Principal Analyst, Private Placement in Rockville, MD H2 Headings: - Essential Job Functions - Education/Experience Requirements - Work Conditions...
Director, OCLO Operations - Job Summary: The Associate Director of the Offices of Chief Legal Officer (OCLO) Operations is responsible for leading cross-functional initiatives and special projects within OCLO, supporting organizational excellence, and facilitating strategic planning processes. This role...
Analyst, Risk Monitoring - Any Finra Location locations New York, NY (Job Posting) Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) locations Chicago,...