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with legal ethics and compliance issues Preferred Qualifications:... Experience representing low-income clients Experience working with non-profit organizations Experience with legal services or legal aid organizations Experience with data analysis and management Experience with contracts and procurement processes Salary...
non-profit sector Experience with compliance, risk management, and/or ethics... topics Salary Information: Salary for this position is $75,000 - $90,000 per year, depending on experience. Job Title: Legal Compliance Attorney Experience: 3+... years of legal practice e...
FINRA Department: Market Regulation and Transparency Services Job Title: Principal Analyst, Regulatory Services Management Experience: Minimum of 8 years Salary Range: $92,500 - $200,200 (varies by location) Job Type: Full Time H1: Principal Analyst, Regulatory Services Management - **MEMBERS ONLY**SIGN UP NOW***...
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Regulatory Services Management - Full Time The Director of Regulatory Services Management (RSM) is responsible for managing key operations and reporting functions for RSM, including acting as a centralized resource for Regulatory Operations (RegOps) concerning Cross Market Regulatory Working...
requires a minimum of ten years of experience in securities, compliance, or financial regulation, along... with a bachelor’s degree. An MBA, JD, or other relevant graduate degree is preferred. Reporting directly to the head of SRE, the Strategic Advisor...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, gender, national origin, age, disability, or...
Job Title: Manager, Global Compliance Location: United States... Department: Legal and Compliance Experience: Minimum of... 5 years in corporate compliance role; experience in global... PMI's organization-wide legal policy compliance and risk management. -... Develop and enforce needed...