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Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
Principal Investigator, Specialist Team position is a full-time role available at all FINRA locations. This position is responsible for conducting investigations of FINRA member firms and providing guidance to Member Supervision staff on complex assignments. The position also involves proactively...
as skill set, experience, education, and internal peer comparisons.... - Full pay ranges provided for candidate to consider growth potential. Experience: 10+ years of relevant legal experience Job Requisition ID: R-008412 Organization: FINRA Department: Office of...
a principal analyst in risk monitoring, you will be responsible for conducting risk monitoring activities and ongoing risk assessments of FINRA members. You will report to a Risk Monitoring Director and support them in identifying existing and emerging risks. This...
Friendly Job Title: Principal Analyst, Risk Monitoring - Any FINRA Location H1: Join FINRA as a Principal Analyst, Risk Monitoring H2: Conduct Risk Monitoring Activities and Assessments for FINRA Members Bold Headline: Senior-Level Position with Opportunity for...
Analyst, Risk Monitoring - Any FINRA Location The Principal Analyst, Risk Monitoring is a senior-level position reporting to a Risk Monitoring Director and supports both that direct manager in identifying existing and emerging risks, and interactions with internal and...
applicants for this position must possess unrestricted authorization to work in the United States. The organization is currently seeking an experienced Associate Principal Analyst, Risk Monitoring to join their team at any FINRA location. This is a full-time...
Associate Principal Analyst, Risk Monitoring - Any FINRA Location H2: Conduct Risk Monitoring and Assessments for FINRA Members FINRA, the Financial Industry Regulatory Authority, is seeking an experienced Associate Principal Analyst to join their Risk Monitoring team. This...
based on experience and education level. - Discretionary bonus... potential. - Comprehensive benefits package, including health, dental, vision, life insurance, disability insurance, and retirement contributions. - Generous time-off program, including paid time off, personal days, sick days, volunteer service days,...
Director, Enforcement Central Intake Group: - Lead and manage the Enforcement Central Intake Group (CIG) team, collaborating with Enforcement's referring partners and playing a critical role in administering matters across Regulatory Operations (RegOps). - Responsible for providing oversight and...