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Director, Specialist Team - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with...
abides by the requirements of 29 CFR Part 471, Appendix A. This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, national origin, age and disability. FINRA abides by the requirements of 29 CFR...
Regulatory Services Management - Full Time - R-008259 FINRA is seeking a Director, Regulatory Services Management (RSM) to join our Market Regulation and Transparency Services (MRTS) team. This role will be responsible for managing key operations and reporting functions...
Enforcement - Job Posting The Enforcement Director will manage a team of 5-8 Enforcement attorneys, overseeing the development and resolution of Enforcement cases from beginning to end. This role requires a strong leader with excellent communication skills and the...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an equal opportunity employer and provides equal opportunity to all individuals without regard to race, color, religion, sex, gender identity, sexual orientation, national...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Enforcement: - Responsible for managing a team of 5-8 attorneys in the Enforcement department, overseeing all stages of Enforcement cases from inception to completion. - Ensures that all factual findings are supported by accurate and well-supported evidence and are...
- The job is for an Associate Counsel III Senior Director in Health Care Legal Services for . Care Health Plan, the largest publicly operated health plan in the nation. - The salary range for this position is $164,...
Director, Member Supervision Strategic Engagements & Publications will be responsible for providing strategic leadership and guidance for the Office of Strategic Engagement (OSE) at **MEMBERS ONLY**SIGN UP NOW***. This role involves collaborating with various teams within Member Supervision (MS) and other departments at...
Attorney for Tenant Defense Project at **MEMBERS ONLY**SIGN UP NOW***. (ICLC): H1: Join our Team at **MEMBERS ONLY**SIGN UP NOW***. (ICLC) as a Training Attorney for Tenant Defense Project! H2: Help Us End Homelessness in Los Angeles and Make...