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is seeking a Principal Counsel, Enforcement to join our team in various locations across the US. This position offers a competitive salary and benefits package, including a discretionary bonus, comprehensive health, dental and vision insurance, 401(k) plan with company match,...
preparing for on-the-record testimony of potential respondents. Assist with preparing for and/or take off-the-record customer interviews. Assist investigators with investigative tasks such as entering data and updating and maintaining... document files. Review and synopsize transcripts. Assist with preparing for he...
preparing for on-the-record testimony of potential respondents. Assist with preparing for and/or take off-the-record customer interviews. Assist investigators with investigative tasks such as entering data and updating and maintaining... document files. Review and synopsize transcripts. Assist with preparing for he...
encourage people of all races, colors, religions, national origins, genders, sexual orientations, gender identities, gender expressions, ages, disabilities, and veteran status to apply. Our organization is a safe space and we value diversity at our organization. We do not discriminate...
FINRA Location: Any FINRA Location Job Title: Principal Analyst, Risk Monitoring Experience: Senior-level Salary Range: Minimum $92,500, Maximum $200,200 Time Type: Full-time H1: Principal Analyst, Risk Monitoring - Any FINRA Location H2: Conduct Risk Monitoring Activities and Assessments for...
strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at . Please note that this number is exclusively for inquiries regarding application...
Analyst, Risk Monitoring - Any FINRA Location: - Full-time position for a Principal Analyst in Risk Monitoring at any FINRA location. - Responsible for conducting risk monitoring activities and ongoing risk assessments for FINRA members. - Must have a...