Title: Senior Director, Cyber and Analytics Unit Job Responsibilities: The Senior Director within the organization's Cyber and Analytics Unit (CAU) is responsible for leading the Cyber-Enabled Fraud (CEF) team. This role involves oversight of planning and execution of cyber-enabled fraud investigations involving...
Title: Senior Principal Intelligence Specialist, FIU Job Responsibilities: The Senior Principal Intelligence Specialist operates within the Financial Intelligence Unit (FIU) of the organization’s National Cause and Financial Crimes Detection Program (NCFC), focusing on strategic and tactical intelligence to identify emerging risks and...
Principal Investigator, NCP - IRG - All FINRA Locations: - Job Title: Senior Principal Investigator, NCP - IRG - Organization: FINRA - Department: Initial Review Group (IRG) - Experience: Substantial experience in the securities/financial industry with increasing levels of...
Friendly Job Title: Principal Analyst, Risk Monitoring - All FINRA Locations H1 Heading: Join Our Team as a Principal Analyst, Risk Monitoring H2 Heading: Conduct Risk Monitoring and Assessments for FINRA's Highest Impact Firms Organization: **MEMBERS ONLY**SIGN UP NOW***...
The organization is seeking a Vice President, Enforcement Legal to lead their attorney teams in high-impact investigations and disciplinary actions. This role requires a minimum of 10 years of complex litigation experience, preferably involving securities laws, and a minimum...
Program Administrator, OGC Regulation - Washington, DC/Rockville, MD Apply Now! The Senior Program Administrator will provide high-level administrative and programmatic support to employees and senior executives within the Office of General Counsel (OGC) Regulatory Policy, Capital Markets, and Appellate offices. This role...
Title: Director, MS Operations, Procedures and Standards Job Responsibilities: - Provide strategic leadership and guidance in establishing procedures and standards across the program. - Advise and collaborate with various groups conducting reviews of the program, including the SEC, Internal Audit, and Quality Assurance. -...
FINRA Department: Member Supervision Location: Various Locations Job Type: Full-time Job Title: Principal Investigator, High Risk Representatives - All FINRA Locations Experience: Expert level Education: Bachelor's degree or equivalent relevant experience required; advanced degree or law degree, preferred Job Requisition...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...
abides by the requirements of 41 CFR ). This regulation prohibits discrimination against qualified individuals on the basis of disability and requires affirmative action by covered prime contractors and subcontractors to employ and advance in employment qualified individuals with disabilities....
Principal Analyst, Dispute Resolution - Organization H2: Develops and Implements Policies for Arbitration Program Summary: The Principal Analyst, Dispute Resolution will support case administration and the National Arbitration program for FINRA Dispute Resolution (DR). This position requires a law degree and a minimum...
is an Equal Opportunity and Affirmative Action Employer. All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, sexual orientation, gender identity, veteran status or any other...
Friendly Job Title: Principal Investigator, NCP - FINRA H1: Join FINRA as a Principal Investigator, NCP H2: Investigate Financial Fraud as a Principal Investigator with FINRA Bold Headline: FINRA is Seeking Experienced Investigators for their National Cause...
you need an accommodation for the application process, please email us at . Please note that this email address is only for inquiries regarding application accommodations. In addition to salary, FINRA provides a comprehensive benefits package. Candidates can expect...
Operations, Procedures and Standards - Full-time position with competitive salary and comprehensive benefits package - Reporting directly to Vice President, Member Supervision Operations, Procedures and Standards - Responsible for providing strategic leadership and guidance in establishing procedures and standards...
Friendly Job Title: Associate Principal Analyst, Private Placement - Rockville, MD H1 Heading: Join Our Team as an Associate Principal Analyst, Private Placement in Rockville, MD H2 Headings: - Essential Job Functions - Education/Experience Requirements - Work Conditions...
Associate Principal Risk Monitoring Analyst will work with a team to conduct risk monitoring activities and ongoing risk assessments of FINRA members. This is a mid-level position that reports to a Risk Monitoring Director and supports them in identifying existing...
Staff Attorney for Children's Legal Services at **MEMBERS ONLY**SIGN UP NOW***. #H2: Provide Immigration Legal Services to Unaccompanied Children in Maryland Organization: **MEMBERS ONLY**SIGN UP NOW***. Job Title: Staff Attorney, Children's Legal Services Job ID: req51337 Locations: Baltimore, MD and Silver...
Attorney, Children's Legal Services - Job Summary and Compensation Information Job Title: Staff Attorney, Children's Legal Services Job ID: req51337 Locations: Baltimore, MD and Silver Spring, MD Country: United States Category: Legal & Compliance Employee Category: Regular Job Type:...
MS OPS - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...
Advisor, Member Supervision - All FINRA Locations Apply Logo Strategic Advisor, Member Supervision - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Enforcement Apply time type Full time posted on Posted Today job requisition id R-008956 The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from...
Supply Chain Management Consultant Job Locations US-MD-Baltimore Posted Date 1 month ago(12/21/2024 2:18 AM) Job ID 2024-12013 # of Openings 1 Category Supply Chain Overview LMI is seeking a skilled Cyber Supply Chain Risk...
Analyst, Private Placement Apply Logo locations Rockville, MD (Job Posting) time type Full time posted on Posted Today job requisition id R-008853 Reviews member corporate financing activity for compliance with **MEMBERS ONLY**SIGN UP NOW***...
Manager -Trading Specialist Apply Logo locations Jersey City, NJ (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job Posting) Boca Raton, FL (Job Posting) Woodbridge,...