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Principal Counsel, Enforcement - Apply Now! H2: Join FINRA as a Principal Counsel and make a difference in the financial regulatory space Organizations: FINRA (Financial Industry Regulatory Authority) Locations: - Rockville, MD - Jersey City, NJ -...
preparing for on-the-record testimony of potential respondents. Assist with preparing for and/or take off-the-record customer interviews. Assist investigators with investigative tasks such as entering data and updating and maintaining... document files. Review and synopsize transcripts. Assist with preparing for he...
preparing for on-the-record testimony of potential respondents. Assist with preparing for and/or take off-the-record customer interviews. Assist investigators with investigative tasks such as entering data and updating and maintaining... document files. Review and synopsize transcripts. Assist with preparing for he...
offers a competitive benefits package. SEO Friendly Job Title: Associate General Counsel (Hybrid) - Private Foundation H1 Heading: Join Our Team as an Associate General Counsel at a Private Foundation H2 Heading: Responsibilities and Qualifications for...
Designer - Develop and Deliver Training for Dispute Resolution Services at Not-For-Profit Regulator FINRA Salary Range: • California: $106,400 - $200,200 • Washington, DC/Maryland: $106,400 - $191,800 • Colorado/Hawaii: $92,500 - $166,800 • New York, NY: $111,000 - $200,200...
job title: Principal Analyst, Regulatory Services Management H1: Join FINRA's Regulatory Services Management Team as a Principal Analyst H2: Apply Now for the Senior-Level Professional Role of Principal Analyst at FINRA Job Summary: - Full-time position...
Director, Specialist Team - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with...
Principal Analyst, Risk Monitoring - Any FINRA Location H2: Job Description and Requirements Organization: FINRA Job Title: Principal Analyst, Risk Monitoring Job Type: Full Time Salary Range: $92,500 - $200,200 (varies by location and experience)...
Title: Senior Analyst, Public Offerings Experience: At least 3 years of related industry experience Education: Bachelor’s Degree, JD or MBA preferred Salary: - California: Minimum of $78,900, Maximum Salary $146,900 - Washington, DC: Minimum Salary $78,900, Maximum Salary $140,800 -...