Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Title: Director, Operations, Procedures and Standards Experience: Significant securities, compliance or financial regulatory experience Salary Information: - CA: Minimum Salary $150,600, Maximum Salary $305,000 - CO/HI/MN/VT*: Minimum Salary $131,100, Maximum Salary $254,000 - IL*: Minimum Salary $144,000, Maximum Salary $279,500...
MS Operations, Procedures and Standards - All FINRA Locations FINRA is currently seeking a Director for their Member Supervision Operations, Procedures and Standards team. This individual will report directly to the Vice President and will be responsible for providing...
Legal Extern, Enforcement - Fall 2025 Semester - Unpaid position with opportunity for experience and skill-building - Part-time, twice a week, from August to December - Work closely with attorneys, investigators, and management - Assist in investigations of potential violations of securities laws...
Operations, Procedures and Standards - All FINRA Locations Apply Logo locations Washington, DC (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) time type...
Title: Director, MS Operations, Procedures and Standards Job Responsibilities: - Provide strategic leadership and guidance in establishing procedures and standards across the program. - Advise and collaborate with various groups conducting reviews of the program, including the SEC, Internal Audit, and Quality Assurance. -...
Legal Extern, Enforcement - Fall Semester 2025 Salary Information: Unpaid Job Title: FINRA Legal Extern, Enforcement Experience: Graduate student pursuing JD or LLM Organization: FINRA Department: Enforcement Term of Position: Fall Semester (August-December)...
MS OPS - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008908 The Director will provide strategic leadership and guidance and establishes procedures...