Save your search progress and never miss an update
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at . Please note that this number is exclusively for inquiries regarding application...
General Counsel II - Gateway Development Commission: Job Description The Gateway Development Commission is seeking a highly skilled Associate General Counsel II to join their team in New York/New Jersey. In this role, you will provide legal support to...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Vice President, Corporate Financing - Lead and... manage the Corporate Financing Department within FINRA's... Offices of the Chief Legal Officer (OCLO). This position involves developing policies, strategies, and decisions, collaborating with H1: Vice President, Corporate Financing - Lead and......
Paralegal, Oversight Liaison and Counsel Job Title: Senior Paralegal, Oversight Liaison and Counsel Organization: FINRA (Financial Industry Regulatory Authority) Department: Office of Oversight Liaison and Counsel (OLC) Location: Various locations (Rockville, MD, Washington, DC, New York, NY) Time Type:...
Paralegal Salary Information: - This position offers a competitive salary based on a nonprofit scale, ranging from $75,500 to $82,000. - Internal equity will be considered when determining the final offer. Job Title: - Contracts Paralegal Experience Information: - Bachelor's degree required. - 1 year of previous legal...
- Board Liaison / Corporate Secretary - New York,... City, is seeking a Corporate Secretary / Board Coordinator... to support the functioning of its boards and maintain positive relationships with stakeholders. This full-time position offers a salary range of $125,000...