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Job Title: Corporate Counsel Experience: Minimum 3... of experience in a corporate law department (desired), law... Legal team as a Corporate Counsel and provide valuable... advice and counsel to staff and management of a large non-profit organization. This full-time position...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
President & Associate General Counsel, Capital Markets Policy - $175,600 to $345,700 (Remove contact information, replace company name with organization, replace firm name with organization, replace department name with department) H1: Vice President & Associate General Counsel, Capital Markets Policy - Apply...
to attend occasional evening or weekend meetings or events Commitment to working with diverse populations Experience with legal ethics and compliance issues Preferred Qualifications: Experience representing low-income clients Experience working with non-profit organizations Experience with legal services or legal...
to work independently and remotely Preferred Qualifications: Experience with legal services or non-profit sector Experience with compliance, risk management, and/or ethics Experience with contract review and management Experience with training and presenting on legal topics Salary Information: Salary...
H1: Vice President, Corporate Financing - Lead Regulatory... and Compliance for FINRA's Corporate Financing Rules H2: Join... the Vice President of Corporate Financing Department Bold Headline:... Lead the Corporate Financing Department at **MEMBERS ONLY**SIGN UP NOW***... The Vice President, Corporate Financing Department is a......
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strives to make our career site accessible to all users. If you need a disability-related accommodation for completing the application process, please contact FINRA’s accommodation help line at . Please note that this number is exclusively for inquiries regarding application...
Advise clients on corporate governance, tax, contracts, and... other legal matters Draft and review legal documents and contracts Conduct legal research and analysis Represent clients in legal proceedings Communicate with clients and other attorneys in...