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informative, accurate, and independent audit reports. The organization is currently seeking a Fall 2024 Investor Advocate Intern to support their mission of investor protection and audit quality. Organization: Public Company Accounting Oversight Board (PCAOB)... Position: Fall 2024 Invest...
2021 **MEMBERS ONLY**SIGN UP NOW***. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Title: Sr Vice President, Corporate Financing & Advertising Regulation Job Requisition ID: R-007616 Organization: FINRA Location:...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
ID: 50021720 Senior General Counsel - Tort Litigation at **MEMBERS ONLY**SIGN UP NOW***. Salary Range: $108,198 - $140,933 per year Job Type: Full-time Location: Philadelphia, PA Introduction: **MEMBERS ONLY**SIGN UP NOW***. is committed to providing...
General Counsel, Litigation The candidate performs a variety of specific duties, generally applying advanced analytical skills to provide effective legal representation to the organization's companies, officers and employees in connection with civil, criminal and administrative proceedings. Responsible for risk mitigation...
Friendly Job Title: Senior Litigation Counsel, Enforcement - Any FINRA Location H1: Join the FINRA Team as a Senior Litigation Counsel, Enforcement H2: Represent FINRA in Complex Securities Cases Nationwide Key Responsibilities: - Litigate non-disciplinary and disciplinary...
Principal Investigator, NCP - Any Finra Location - Full-time position with FINRA’s National Cause Program (NCP) - Responsible for conducting investigations of potential fraud and misconduct - Conducts extensive background searches of FINRA member firms and registered representatives -...
Friendly Job Title: Senior Litigation Counsel, Enforcement - Any FINRA Location H1 Heading: Join Our Team as a Senior Litigation Counsel at FINRA! H2 Headings: - Represent FINRA in Complex Litigation Cases - Provide Guidance and Advice on...
commitment to working with survivors of domestic violence and/or other forms of trauma is preferred. LASP is an Equal Opportunity Employer and values diversity. Ability to work with a diverse group of clients and staff is essential. Applicants should submit...