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oversee about 4,000 brokerage firms, about 162,000 branch offices and approximately 630,000 registered securities representatives. Our employees are required to comply with the Code of Conduct of the... United States on behalf of FINRA, which regulates the securities industry. FI...
is an Equal Opportunity and Affirmative Action Employer The Assistant General Counsel, Regulatory will be responsible for providing senior-level legal advice and support in connection with the adoption of new regulatory initiatives. This position will also serve as a...
Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
abides by the requirements of 41 CFR ). This regulation prohibits discrimination against qualified individuals on the basis of race, color, religion, sex, national origin, sexual orientation, gender identity, disability, or veteran status or any other classification protected by applicable...
Director, Member Supervision Strategic Engagements & Publications is a senior level position with significant responsibility and influence within the Office of Strategic Engagement (OSE) and Member Supervision (MS) at **MEMBERS ONLY**SIGN UP NOW***. This role is responsible for providing strategic leadership and guidance,...
Investigator, VAST - All FINRA Locations locations Boca Raton, FL (Job Posting) Jericho, NY (Job Posting) Denver, CO (Job Posting) Dallas, TX (Job Posting) Chicago, IL (Job Posting) locations Boston, MA (Job...
Senior Director, Risk Monitoring - All FINRA Locations H2: Essential Job Functions Senior Director, Risk Monitoring - All FINRA Locations is currently seeking a highly experienced and knowledgeable individual to join our team as the Senior Director of Risk...
Legal Services Intern - Elizabeth, NJ Organization: **MEMBERS ONLY**SIGN UP NOW***. Job Type: Part Time Location: Elizabeth, NJ Experience: Prior experience in immigration a plus Salary: Hourly Language: Fluency in Ukrainian or Russian is required Job Id: req53392 Category: Legal &...
Title: Immigration Legal Services Intern (Unpaid) Organization: **MEMBERS ONLY**SIGN UP NOW***. (IRC) Location: Elizabeth, NJ Job Type: Part-Time Internship Experience Level: Undergraduate Salary: Unpaid, but able to receive school credit The **MEMBERS ONLY**SIGN UP NOW***. (IRC) is a leading international humanitarian...