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Director, Enforcement - Manage Team of Attorneys and Cases for FINRA H2: Essential Job Functions and Responsibilities Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Director, Enforcement Job Type: Full-Time Experience Required: Minimum 7 years of regulatory and/or litigation...
Director of Enforcement is a key leadership role within the organization, responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of Enforcement cases. This position requires a law degree and a minimum of seven...
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FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission...
- Job Title: Associate General Counsel, Regulatory - Organization: FINRA - Type: Full-time - Location: Hybrid work environment (remote/office) - Salary: Varies based on location and factors such as skill set, experience, and education - Job Requisition ID: R-008412...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and...
Principal Investigator, Cyber Enabled Fraud Group - All FINRA Locations Full time posted on Posted Today job requisition id R-008413 The Senior Principal Investigator, Cyber Enabled Fraud Group, independently conducts highly complex cyber-enabled...
Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo Alternative Net Capital (ANC) Specialist Manager, Member Supervision Specialist Program - Any FINRA Location Apply Logo locations Jersey City, NJ (Job Posting)...
Principal Analyst, Risk Monitoring - Any FINRA Location H2: Essential Job Functions H2: Education & Experience Requirements H2: Knowledge Requirements H2: Skill Requirements H2: Salary Information H2: Time Off and Paid Leave H2: Important Information H2: Search Firm Representatives H2:...
industry experience #H1: Principal Analyst, Risk Monitoring - Any FINRA Location #H2: Essential Job Functions - Conduct risk monitoring activities for... FINRA members with guidance and minimal supervision. - Collaborate with internal departments to analyze and communicate regul...