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Associate Legal Officer - Research Misconduct & Integrity Experience: 2 years Location: Houston, TX (Remote) Salary: $119,500 - $179,500 per year Education: Juris Doctor (.) with undergraduate degree in Business Administration, Healthcare Administration, Economics... or a related field (Master's deg...
Principal Analyst, Risk Monitoring Organization: FINRA Department: Risk Monitoring Location: Any FINRA Location Salary Range: $92,500 - $200,200 Experience: Senior-level with relevant industry experience #H1: Principal Analyst, Risk Monitoring - Any FINRA Location #H2: Essential Job Functions -...
Information: The Senior Staff Attorney position at A Humanitarian Aid Organization offers a competitive salary range of $80,000 - $97,000 per year, commensurate with experience and qualifications. In addition, the organization offers a comprehensive benefits package including health, dental, and...
Director, Specialist Team - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with...
Principal Analyst, Risk Monitoring - Any FINRA Location H2: Essential Job Functions H2: Education & Experience Requirements H2: Knowledge Requirements H2: Skill Requirements H2: Salary Information H2: Time Off and Paid Leave H2: Important Information H2: Search Firm Representatives H2:...
legal issues and TRLA policies and procedures ... week (5-8 .) Associates must work at least one Saturday per month (9 .) Associates must be available to work during normal business hours (Monday-Friday, 8:...
Litigation Counsel, Enforcement - Any FINRA Location The organization is currently seeking a Senior Litigation Counsel to join their team in any FINRA location. This individual will work under minimal supervision to litigate nationwide non-disciplinary and disciplinary proceedings filed...
Counsel, Enforcement - Salary Information Organization: FINRA Job Title: Principal Counsel, Enforcement Experience: Minimum of 7 years of relevant legal experience in financial regulatory space or related areas. Salary: Competitive salary based on experience and qualifications. H1: Principal Counsel,...