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working with people from different cultures, races, socio-economic backgrounds, ages, and sexual orientations. Demonstrated commitment to diversity within the office using a personal approach that values all individuals and respects differences in regards to race, ethnicity, age, gender identity and...
hires must pass a background check/drug screen. Qualified applicants with arrest and/or conviction records will be considered for employment in a manner consistent with federal and state laws, as well as applicable local ordinances, including but not limited to the...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Director The candidate will manage a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. Be the day-to-day manager of a large and diverse docket of cases, responsible for ensuring that the...
Regulatory Services Management Experience: 10+ years Salary: $127,300 - $296,100 (varies by location) Hiring Organization: FINRA Time Type: Full-time Job Requisition ID: R-008259 Introduction: FINRA is seeking a highly experienced and skilled Director,...
Director, Specialist Team - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with...
Job title: Counsel II, Health Plan & Care Delivery Operations - Core Care & Coverage • Salary range: $156,900 - $202,950 per year • Experience: Minimum 5 years as an attorney, 1 year in a leadership role • Location: Remote...
Information: The salary for this position is $130,000 - $150,000 per year, depending on experience and qualifications. A Nonprofit, Regional Organization also offers a comprehensive benefits package including health, dental, vision, and life insurance, 401(k), paid time off, professional development opportunities, and...
Enforcement - Woodbridge, NJ/Jersey City, NJ/Jericho, NY/Denver, CO/Dallas, TX Full Time - R-008297 - Posted Today The Organization is currently seeking a highly qualified Director, Enforcement to join our team in multiple locations. This is a full-time position...
abides by the requirements of 41 CFR ), ) and ). These regulations prohibit discrimination against qualified individuals based on their status as protected veterans or individuals with disabilities, and prohibit discrimination against all individuals based on their race, color,...