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Information: The Senior Staff Attorney position at A Humanitarian Aid Organization offers a competitive salary range of $80,000 - $97,000 per year, commensurate with experience and qualifications. In addition, the organization offers a comprehensive benefits package including health, dental, and...
to work independently Ability to work collaboratively with team members Must have reliable transportation and a valid driver's license Must be able to pass a background check Summary: Organization: A Faith-Based Social Service Agency Job Title: Supervising Attorney -...
and eligible to practice law in Texas Salary... Information: The salary for this position is not specified and will be commensurate with experience and qualifications. Job Title: Associate Counsel, Investments Organization: A Non-Profit Organization Location: Dallas, TX Experience:...
General Counsel, Broker-Dealer/Investment Advisor Group The candidate will work with the Vice President, Broker-Dealer/Investment Adviser Group, to develop and direct OGC's program with respect to regulatory matters requiring specialized expertise in the regulation of broker-dealer/investment advisers (BD/IAs), including rendering independent...
Litigation Counsel, Enforcement - Any FINRA Location The organization is currently seeking a Senior Litigation Counsel to join their team in any FINRA location. This individual will work under minimal supervision to litigate nationwide non-disciplinary and disciplinary proceedings filed...
Enforcement The candidate will resolve non-complex Enforcement matters, and contribute meaningful high quality work for large complex matters. Resolve non-complex Enforcement matters based on rigorous assessment and effective advocacy. Execute an effective risk-based legal strategy to assess the record fairly....
Director, Specialist Team - All FINRA Locations Apply Logo time type Full time posted on Posted Today job requisition id R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with...