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Principal Counsel, Enforcement - Apply Now! H2: Join FINRA as a Principal Counsel and make a difference in the financial regulatory space Organizations: FINRA (Financial Industry Regulatory Authority) Locations: - Rockville, MD - Jersey City, NJ -...
Senior Director, Cyber-Enabled Fraud and Analytics will be responsible for overseeing investigations and examinations related to cyber-enabled fraud within FINRA member firms. They will also lead a team of highly skilled cyber, fraud, and analytics specialists and develop a data...
**MEMBERS ONLY**SIGN UP NOW***. All rights reserved. FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. Sr Vice President, Corporate Financing & Advertising Regulation - Full Time JOB REQUISITION ID: R-007616 Organization: FINRA Department: Office of...
MRTS Regulatory Compliance The candidate will manage key regulatory and compliance functions for Market Regulation and Transparency Services (MRTS). Manage responses to SEC inspections and oversights, manage responses to government access requests, ensure timely completion of audit commitments, and manage...
Principal Analyst, Dispute Resolution Services Training at FINRA H2: Join Our Team and Make a Difference in the Securities Industry FINRA, the Financial Industry Regulatory Authority, is seeking a highly qualified Principal Analyst to join our Dispute Resolution Services...
Designer - Develop and Deliver Training for Dispute Resolution Services at Not-For-Profit Regulator FINRA Salary Range: • California: $106,400 - $200,200 • Washington, DC/Maryland: $106,400 - $191,800 • Colorado/Hawaii: $92,500 - $166,800 • New York, NY: $111,000 - $200,200...
job title: Principal Analyst, Regulatory Services Management H1: Join FINRA's Regulatory Services Management Team as a Principal Analyst H2: Apply Now for the Senior-Level Professional Role of Principal Analyst at FINRA Job Summary: - Full-time position...
R-008114 The Investigations Director, Specialist Team, manages examinations and investigations of broker-dealers’ compliance with applicable rules... and regulations, and financial crimes. The Director develops and supervises specialists regulatory programs and work products related to the routine and special examinations/inv...
2024 Legal Intern: Join a Nonprofit Organization Protecting Global Investors H1: Fall 2024 Legal Intern - Make a Difference in Investor Protection with the PCAOB H2: Join Us and Gain Experience in Legal Research and Writing Organization Description:...