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Principal Counsel, Enforcement Organization: FINRA (Financial Industry Regulatory Authority) Location: Multiple locations (Rockville, MD, Jersey City, NJ, Jericho, NY, Denver, CO, Dallas, TX, Chicago, IL, Boston, MA, Boca Raton, FL, Woodbridge, NJ, Washington, DC, San Francisco, CA, Philadelphia, PA, New...
Attorney Position (2 Job Openings) in Housing Unit at Neighborhood-Based Eviction Defense Project in **MEMBERS ONLY**SIGN UP NOW***. Responsibilities: - Represent tenants in Housing Court in Chelsea and Boston - Staff Lawyer for the Day programs in court - Staff housing clinics in several...
SUMMARY: Senior Litigation Counsel, Enforcement - Any FINRA Location The Senior Litigation Counsel, Enforcement is responsible for representing FINRA in complex disciplinary proceedings and appeals. They will also provide guidance and advice on issues related to statutory disqualification,...
Principal Investigator, Specialist Team, is a full-time position that is responsible for conducting high complexity routine and special investigations of FINRA member firms. This role also involves investigating potentially suspicious activities of persons associated with FINRA member firms and providing...
Organization: FINRA (Financial Industry Regulatory Authority) Job Title: Assistant General Counsel, Regulatory Experience: Minimum 6-8 years of legal experience required Salary: Based on location and experience, ranging from $127,300 to $296,100 Job Type: Full-time Purpose and Meaning:...
Risk Monitoring - Capital Markets - Any Finra Location The Director of Risk Monitoring will oversee the implementation and completion of the Risk Monitoring Program for a specific Firm Grouping or Sub-Grouping. They will actively supervise the activities of...
Analyst, Risk Monitoring - Any FINRA Location Full Time Posted Today R-008249 FINRA is looking for a Principal Analyst, Risk Monitoring to join our team. This senior-level position will be responsible for conducting risk monitoring activities...
Friendly Job Title: Director, Regulatory Services Management H1 Heading: Join FINRA as the Director of Regulatory Services Management H2 Heading: Manage Key Operations and Reporting for RSM in Market Regulation and Transparency Services The Director of Regulatory...