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Enforcement - Job Posting The Enforcement Director will manage a team of 5-8 Enforcement attorneys, overseeing the development and resolution of Enforcement cases from beginning to end. This role requires a strong leader with excellent communication skills and the...
Enforcement - Woodbridge, NJ/Jersey City, NJ/Jericho, NY/Denver, CO/Dallas, TX Full Time - R-008297 - Posted Today The Organization is currently seeking a highly qualified Director, Enforcement to join our team in multiple locations. This is a full-time position...
Enforcement Director position at FINRA is a full-time role, responsible for managing a team of 5-8 Enforcement attorneys and overseeing the development and resolution of Enforcement cases. The Director is responsible for ensuring that all cases are handled with complete...
"Join FINRA as a Director of Enforcement - Apply Now!" H2: "Manage a Team of Attorneys and Drive Successful Enforcement Outcomes" Director, Enforcement Full-time position with FINRA Job ID: R-008299 Location: Various locations across the US We are seeking a highly skilled and experienced Director of...
FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public trust. FINRA employs a diverse workforce and...
Overview: FINRA, the Financial Industry Regulatory Authority, is seeking a... highly qualified and experienced Enforcement Principal Counsel to join our team. The selected candidate will play a key role in the rigorous assessment and effective advocacy of E...
experience in the financial regulatory space or related areas... Education: Juris Doctor (.) degree from an accredited law school Salary Range: - California: Minimum Salary $124,300, Maximum Salary $235,500 - Washington, DC/Maryland: Minimum Salary $124,300, Maximum Salary...
research, and develop legal strategies to assess and prosecute cases. The ideal candidate will have a minimum of seven years of relevant legal experience in the financial regulatory field and possess a... strong understanding of securities laws and FINRA ru...
FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission...
Principal Counsel, Enforcement - Full Time Job with Organization H2: Job Overview FINRA is seeking a highly skilled and experienced Principal Counsel to join our Enforcement team. This role plays a crucial role in assessing and advocating for...