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Responsibilities: Direct, manage, and supervise a team of attorneys in developing and implementing capital markets policy initiatives and counseling the Department of Market Regulation and Transparency Services. Provide expert knowledge and advice to the Board of Governors...
President & Associate General Counsel, Capital Markets Policy -... President & Associate General Counsel, Capital Markets Policy to... join their team in various locations including New York, NY, Chicago, IL, Boston, MA, Washington, DC, Rockville, MD, and Philadelphia, PA. This...
trust. FINRA employs a diverse workforce and is an Equal Opportunity Employer. SEO Friendly Job Title: Enforcement Counsel - Resolving Non-Complex Matters... H1: Join the FINRA Team as an Enforcement Counsel H2: Resolve Non-Complex... Enforcement Matters an...
FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and...
FINRA FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and maintain market integrity in a public-private partnership with the Securities and Exchange Commission...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and...
FINRA FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc. FINRA is an independent, non-governmental regulator for all securities firms doing business with the public in the United States. FINRA works to protect investors and...