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programs for MMA Securities, MMA Asset Management, and MMC Securities - Provide legal and regulatory guidance for broker-dealer and investment advisor operations - Directly lead a team of Legal and Compliance professionals - Act as the FINRA and SEC...
Title: Chief Counsel & Chief Compliance Officer Locations: New York, NY; Chicago, IL; Boston, MA Salary Range: $138,700 - $277,300 Responsibilities: - Serve as the trusted adviser for Marsh McLennan Agency (MMA) Asset Management, MMA Securities, and Marsh McLennan...
Truist Bank, SunTrust, SunTrust PortfolioView, SunTrust Robinson Humphrey, SunTrust Premier Program, AMC Pinnacle, AMC Premier, Access 3, Signature Advantage Brokerage, Custom Choice Loan, SunTrust SummitView and GFO Advisory Services are service marks of **MEMBERS ONLY**SIGN UP NOW***.. All rights reserved. All...
Compliance Manager locations Chicago, IL Stamford, CT time type Full time posted on Posted 5 Days Ago job requisition id 106819 About Northern Trust: Northern Trust, a Fortune 500 company,...