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Officer, Vice President - Job Description and Requirements Job Title: Regulatory Officer, Vice President Employment Type: Full Time Location: Jersey City, NJ, US, 07311 Company: **MEMBERS ONLY**SIGN UP NOW***. Requisition ID: 4054 Overview: **MEMBERS ONLY**SIGN UP NOW***., a top-tier global financial...
days left to apply) ------------------------------------------------------ Compliance Officer (AVP) - Conflicts & Information Barrier Advisory - Research Clearance and Chaperoning The Compliance Officer (AVP) will be responsible for managing conflicts and providing compliance advice for the Independent Compliance...
Officer, Vice President - SMBC Group SMBC Group, a top-tier global financial group with a 400-year history, is seeking a Regulatory Officer, Vice President to join their team in Jersey City, NJ. This full-time position offers a salary range...
ID: R-0000105768 Position level: Director Department: Governance and Compliance Company: RBC Experience: 7-10 years of experience in similar role Education: Bachelor’s degree required Job Title: Director, CUSO Branch Inspection Program / Shared Services Reporting...
Branch Examiner & Remote Program Lead will be responsible for overseeing the day-to-day operations of the corporation's comprehensive compliance function. This role will ensure consistency in approach to and compliance with internal business process rules and external regulations. The successful...
Name Legal Affairs H1: Exciting Paralegal Opportunity at Ameriprise Financial H2: Join Our Legal Team and Make a Difference Bold Headline: Become a Part of Ameriprise's Legal Team as a Paralegal The Opportunity: - Join a...
details about our values and the Barclays Mindset can be found on our website. Barclays is an equal opportunity employer and are opposed to discrimination on any grounds. For more detailed information, please visit our dedicated Diversity and Inclusion...
Chief Counsel & Chief Compliance Officer - Legal & Compliance Role at Global Risk and Strategy Firm H2: Join Our Team at Marsh McLennan: 3 Locations Available - New York, Chicago, and Boston Bold Headline: Seeking Experienced Legal...
Friendly Job Title: Chief Counsel and Chief Compliance Officer at Marsh McLennan H1 Heading: Join Our Team as Chief Counsel & Chief Compliance Officer at Marsh McLennan H2 Heading: Lead Legal and Compliance for Marsh McLennan in 3...
Title: Legal, GBM Prime Services & Securities Financing Transactions Attorney Experience: 10+ years of relevant experience working with or at a financial institution, including relevant experience at a law firm, is preferred Location: New York, New York, United...