Title: Assistant Vice President - Employment Counsel Experience: 4-6 years Salary: $175,000 to $210,000 annually Job Summary: - The Assistant Vice President - Employment Counsel position is responsible for providing legal advice and counsel regarding all employment legal...
Program Management Associate Job Level: Associate Location: Jersey City, NJ, US, 07311 Employment Type: Full Time Requisition ID: 4432 SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group...
Change Management Officer - Vice President Level Job Description: - Work with the Regulatory Change Management Team as a Subject Matter Expert to identify and oversee the implementation of new or changes to existing laws, rules, regulations or...
Compliance Regulatory Officer, Associate Experience: 4-7 years Salary Range: $82, - $140, Employment Type: Full Time Location: Jersey City, NJ, US Company: SMBC Group Department: Regulatory Change Management Team H1: Join SMBC Group as a Compliance Regulatory Officer Associate...
of overall work experience - Must have expertise in trusts and estate planning, income tax planning, or succession planning - FINRA Series 7 and 66... licenses are required, or must be obtained within 90 days of employment - Will primarily use video t...
Family Office Design & Governance Strategist H2: Business Development Opportunity with Global Wealth Management Firm **MEMBERS ONLY**SIGN UP NOW***. is seeking a Family Office Design & Governance Strategist to join their team in various locations across the United States. This is a...
Friendly Job Title: Lead Sr Counsel - Investment Banking and Capital Markets H1: Join **MEMBERS ONLY**SIGN UP NOW***. as Lead Senior Counsel for Investment Banking and Capital Markets H2: Impact the Success of **MEMBERS ONLY**SIGN UP NOW***.'s Investment Banking and Capital Markets Services...
a leading fintech company that’s democratizing finance for all" SEO-friendly job title: Assistant General Counsel, Regulatory H1: **MEMBERS ONLY**SIGN UP NOW***. is hiring an Assistant General Counsel to join their growing Regulatory legal team. H2: About **MEMBERS ONLY**SIGN UP NOW***. Bold headline:...
Description: Bessemer Trust, a privately-owned wealth management firm, is seeking an experienced attorney to join their legal department as Assistant General Counsel. This individual will provide legal support for the firm's investment platform, which includes registered and private fund...
Company: **MEMBERS ONLY**SIGN UP NOW***. Job Title: Vice President - Legal Counsel (DCM & ECM) Experience: At least 3+ years of top tier . law firm and/or . corporate legal department experience, advising on capital markets transactions Salary: Expected starting salary...
Assistant General Counsel - IP and Technology Transactions Galileo - Financial Technology Company WA - Seattle; CA - San Francisco HQ; NY - New York City; UT - Sandy - Galileo; TX - Frisco Employee Applicant Privacy...
Title: Attorney-Equity Derivatives Job Responsibilities: The Attorney-Equity Derivatives is responsible for analyzing complex legal issues and their implications on the General Manager's Equity Finance businesses, which include Prime Finance, Securities Lending, Clearing and Settlement, and OTC derivatives. The role involves providing...
Title: Assistant General Counsel - Secretary & Securities Governance Job Responsibilities: The Assistant General Counsel - Secretary & Securities Governance at the company is tasked with overseeing corporate governance, securities compliance, and regulatory matters. Key responsibilities include: - Acting as Assistant Corporate...
Title Assistant General Counsel - Secretary & Securities Governance Job Responsibilities The Assistant General Counsel - Secretary & Securities Governance plays a crucial leadership role within the company, focusing on corporate governance, securities compliance, and regulatory matters. Key responsibilities include: - Serving as Assistant...
Title: Lead Commercial Mortgage Loan Administration Specialist Job Responsibilities: - Partner with the deal team, borrower team, outside counsel, and third-party vendors to obtain necessary documents for closing and review loan documents to ensure they incorporate the deal terms. - Coordinate with...
Friendly Job Title: Relationship Manager at . Morgan Advisors in New York, NY H1 Heading: Join . Morgan Advisors as a Relationship Manager in New York, NY H2 Heading: Build Strong Client Relationships and Help Achieve Financial Aspirations...
VP, Associate General Counsel- Litigation and Arbitration - Join the **MEMBERS ONLY**SIGN UP NOW***. Team! H2: Defend and Manage Cases for a Leading Financial Services Firm SEO Job Title: VP, Associate General Counsel- Litigation and Arbitration at **MEMBERS ONLY**SIGN UP NOW***....
Title: Attorney Equity Derivatives Location: New York, New York Salary: Competitive, based on experience Experience: 4+ years at a law firm and/or in-house at a financial company Job Description: - Analyze complex legal issues and their impact on Bank...
Title: Structured Securities and/or Fund and Structured Finance Lawyer Job Responsibilities: - Partner with US Global Markets business colleagues to provide legal and regulatory advice regarding the offering, sale, and distribution of structured products, such as equity-linked notes and ETNs, and related...
Title: Associate, Counsel, Investigations Job Responsibilities: The role of Associate, Counsel, Investigations in the Legal Department involves a comprehensive range of duties aimed at resolving investigations that are non-HR related. The responsibilities include: - Assisting with investigations concerning fraud, bribery, corruption, theft, financial...
Title: Associate General Counsel - Private Wealth Job Responsibilities: The Associate General Counsel for Private Wealth will have a pivotal role within the company's Legal & Compliance Department, focusing specifically on the Private Wealth sector. The primary responsibilities include providing strategic legal...
Title: VP AGC – Wealth Management Platforms, Programs & Advisory Attorney Job Responsibilities: The VP AGC – Wealth Management Platforms, Programs & Advisory Attorney is responsible for providing strategic legal advice to various business units within the company. This position involves...
President – . Markets Investment Banking Compliance Advisory Apply remote type On Site locations New York, New York time type Full time posted on Posted 23 Days Ago time left to...
Title: Senior Compliance Officer – . Markets Compliance Advisory Job Responsibilities: The Senior Compliance Officer at Company is responsible for providing advice, guidance, and support to business units to ensure adherence to regulatory and compliance requirements. This role involves assisting in the...
Title: Lead Commercial Mortgage Loan Administration Specialist Job Responsibilities: - Partner with the deal team, borrower team, outside counsel, and third-party vendors to obtain necessary documents for closing and review loan documents to ensure they incorporate the deal terms. -...
is Hiring an Associate Director of Compliance **MEMBERS ONLY**SIGN UP NOW***. is looking for a Senior Associate of Compliance or Associate Director of Compliance to have senior oversight of client regulatory compliance matters for some or all of the following: asset managers,...
Senior Vice President, Compliance Officer **MEMBERS ONLY**SIGN UP NOW***. is seeking a dynamic individual to serve as a Senior Compliance Officer within the global compliance team of its Legal and Compliance Department. The Compliance Officer will support the . Registered Funds 38a-1...
Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets - Vice President Job Description: - Provide real-time advisory services to the Capital Markets businesses (., ECM, Leverage Debt Capital Markets (LDCM), Debt Capital Markets (DCM))...
Officer – Investment Bank Compliance – Fixed Income Sales & Trading - Rates and FX - Vice President Apply locations New York, 1 Columbus Circle time type Full time posted on Posted 30+ Days...
Compliance Manager locations New York, NY posted on Posted 5 Days Ago job requisition id R136101 About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that...
GBM Prime Services & Securities Financing Transactions Attorney, Vice President/Senior Legal Director location_on New York, New York, United States Opportunity Overview sitemap_outline CORPORATE TITLEVice President language OFFICE LOCATION(S)New York assignment JOB FUNCTIONBusiness Unit Legal account_balance DIVISIONLegal monetization_on SALARY RANGEUSD 170,000...
GBM, FICC Cash Trading Attorney, Vice Presidentlocation_onNew York, New York, United States Opportunity Overview sitemap_outline CORPORATE TITLEVice President language OFFICE LOCATION(S)New York assignment JOB FUNCTIONBusiness Unit Legal account_balance DIVISIONLegal monetization_on SALARY RANGEUSD 170,000 - 270,000 LEGAL We work at the...
Title: Legal, GBM Equities Cash Attorney, Vice President/Senior Legal Director Job Responsibilities: - Provide legal and regulatory advice to key stakeholders in the equities businesses pertaining to sales and trading operations of equities products, including stocks, exchange-listed options, convertibles, American Depository Receipts...
EEO Statement: Citi is an equal opportunity and affirmative action employer. Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. Citigroup Inc....
Join the **MEMBERS ONLY**SIGN UP NOW***. Team as a Family Office Solutions Client Specialist H2: Opportunity for Experienced Professionals in Financial Services H2: Global Wealth Management and Family Office Expertise H2: Role Overview • Job title: Family Office Solutions Client Specialist • Location: Miami, New York • Type: Full...
Officer – Investment Bank Compliance – Origination & Advisory – Capital Markets - Assistant Vice President Overview: - Provide real-time support to the Origination & Advisory business in a global investment bank - Advise on confidential information, information barriers,...
Advanced Planning - Remote - NY/NJ or New England Salary: $110,000 - $160,000 per year Job Description: - Serve as an estate planning subject matter expert for high net worth clients and their advisors as part of a regionally-aligned Advanced Planning team. - Support...
& Distribution Compliance Analyst - Job Description The Marketing & Distribution Compliance Analyst will be responsible for ensuring regulatory compliance with respect to marketing and other investor/third-party materials and communications. They will also serve as the primary counsel for...
is hiring a Principal for their Legal team to support Private Wealth and Institutional Business Development teams. This is a full-time position based in New York or Short Hills, NJ with a salary range of $175,000 to $200,000. The company...
VP of Capital Markets Supervision will play a critical role in ensuring compliance with applicable laws and regulations for BMO Capital Markets. This position, based in New York, NY, will offer a competitive salary range of $120,000 to $150,000 USD...
Title: Director, Head of Surveillance Job Responsibilities: As the Director, Head of Surveillance, you will be responsible for managing the company's Electronic Communications Surveillance Program and Trade Surveillance for the company's CFTC Swap Dealer and three Broker-Dealers. The role entails maintaining the...
Title: Director, Head of Surveillance Job Responsibilities: As the Director, Head of Surveillance, you will be responsible for managing the Electronic Communications Surveillance Program and Trade Surveillance for the Commodity Futures Trading Commission (CFTC) Swap Dealer and three Broker-Dealers. Your primary duties...