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1940 Act Attorney (Attorney 2)-100004417... . Bank Description . Bancorp Fund Services, LLC is seeking an experienced attorney to join the legal group of a growing mutual fund services business. Responsibilities include, among other things: (1) drafting and reviewing initial...
1940 Act Attorney The candidate... will join the legal group of a growing mutual fund and exchange-traded fund services business. Responsibilities include, among other things: drafting and reviewing initial closed-end and open-end, multi-class mutual fund registration statements to ensure disclosure...
1940 Act Attorney The candidate... will be responsible for: drafting and reviewing initial open-end and closed-end, multi-class mutual fund registration statements to ensure disclosure requirements are met; preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including...
1940 Act Attorney Duties: Prepares... financial statements and other financial information for Mutual Fund Department clients as assigned. Works with senior level Mutual Fund Administration Accountants on compliance reporting to assigned clients. Responsible for primary contact with fund clients including...
1940 Act Attorney The candidate... will join the legal group of a growing mutual fund and exchange-traded fund services business. Responsibilities include, among other things: drafting and reviewing initial closed-end and open-end, multi-class mutual fund registration statements to ensure disclosure...
1940 Act Attorney The candidate... will draft and review initial closed-end and open-end, multi-class mutual fund registration statements to ensure disclosure requirements are met. Will prepare annual updates to registration statements. Ensure timely and accurate regulatory filings, including registration statement...
1940 Act Attorney Candidate will... be responsible for drafting and reviewing initial closed-end and open-end, multi-class mutual fund registration statements to ensure disclosure requirements are met. Preparing annual updates to registration statements; ensuring timely and accurate regulatory filings, including registration...
Manager 3 Duties: Works with senior compliance and business management to identify, formulate and implement compliance risk policies, procedures and controls for the respective business and/or functional area. Provides compliance risk expertise to business projects and initiatives. Represents assigned area...
and will actively lead a team of compliance professionals primarily responsible for the development, implementation, monitoring and documentation of oversight programs mandated by the Investment Company Act and the Investment Advisor’s... Act. Will also represent risk... and compliance in vari...
1940 Act Attorney The candidate... will join the legal group of a growing mutual fund and exchange-traded fund services business. Responsibilities include, among other things: drafting and reviewing initial closed-end and open-end, multi-class mutual fund registration statements to ensure disclosure...