Job Title: Operations Associate - Parametric
Job Responsibilities:
- Prepare draft agreements and other client documentation for institutional derivatives investors, coordinating efforts with internal legal counsel, understanding and resolving complex issues, and presenting final documents. Documentation may include investment management agreements, derivative trading agreements, limited partnership agreements, fund offering documents, non-disclosure agreements, ISDAs, and ISDA trade confirmations.
- Review and update client-specific documentation during the client onboarding process and throughout the client lifecycle, understanding client-specific contract terms and requirements.
- Communicate directly with brokers and trading counterparties to facilitate the opening of new client accounts and complete internal setup of client and trading accounts.
- Collaborate closely with trading, operations, compliance, and business development professionals across multiple office locations to expedite outstanding issues with urgency, providing regular status updates and prioritization to meet client and/or internal deadlines.
- Review complex regulations and updates, research client-specific legal issues required for servicing the relationship, participate in firm-wide working groups and industry calls, and communicate results clearly to the business.
- Review ISDAs, ISDA amendments, and master confirmation agreements, assist clients with regulatory requirements during ISDA onboarding, work with trade counterparties, and review trade confirmations.
- Maintain client files and retain documents, utilizing technology to ensure efficient access to current documents.
Education and Experience Information:
- Bachelor's degree required; JD or Paralegal with relevant financial services experience preferred.
- A minimum of 4 years of experience in financial services.
- Strong organizational skills, self-starter with the ability to analyze information, and a risk mindset.
- Exceptional written and verbal communication skills.
- Experience in document management.
- Prior experience with contracts, derivatives (including uncleared products), and financial services regulations is preferred.
Salary Information:
- Salary range for the position: $70,000 - $150,000 per year.
- The successful candidate may be eligible for an annual discretionary incentive compensation award.
- Participation in the relevant business unit's incentive compensation plan, which may include a discretionary bonus component.
- Comprehensive benefits offered, including Medical, Prescription Drug, Dental, Vision, Health Savings Account, Dependent Day Care Savings Account, Life Insurance, Disability and Other Insurance Plans, Paid Time Off (including Sick Leave, Parental Leave, and 20 Vacation Days annually), 10 Paid Holidays, 401(k), and Short/Long Term Disability.
Company's Commitment:
- **MEMBERS ONLY**SIGN UP NOW***. is committed to maintaining the first-class service and high standard of excellence that have defined the company for over 85 years.
- Guided by five core values: putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back.
- The company supports employees and their families throughout their work-life journey, offering attractive and comprehensive benefits and perks.
- **MEMBERS ONLY**SIGN UP NOW***. is an equal opportunity employer committed to diversifying its workforce. The policy ensures equal employment opportunity without discrimination or harassment on the basis of race, color, religion, creed, age, sex, gender identity or expression, sexual orientation, national origin, citizenship, disability, marital status, pregnancy, veteran or military service status, genetic information, or any other characteristic protected by law.
