In-House
Buffalo, NY
Attorney in Buffalo, NY
Non-practicing Attorney
Min 2 yrs required
No
Summary:
Title: Senior Regulatory Compliance Consultant
Location: New York (other locations in the region also available)
Salary: Competitive
Experience: Bachelor's or graduate degree in finance, economics, law, or related discipline with 2+ years of experience in regulatory compliance or risk management
Overview:
EY is a global professional services firm that focuses on high ethical standards and integrity among its employees. They are dedicated to creating a better working world for all and are looking for individuals who can contribute their unique voice and perspective to help achieve this goal. EY's Financial Services Office (FSO) is the only business unit solely dedicated to the financial services industry, and their Regulatory Compliance and Conduct Practice is seeking a Senior Consultant to join their team.
Job Description:
As a Senior Regulatory Compliance Consultant, you will have the opportunity to work with some of the world's leading financial institutions on their most sensitive compliance and strategic matters. This role will involve collaborating with colleagues and leadership to manage and deliver outstanding work products, staying informed on timely regulatory and risk management updates, and understanding clients' unique challenges within their businesses.
Responsibilities:
- Deliver quality client services and keep key stakeholders informed of progress and expected outcomes
- Stay informed of current business and industry trends
- Demonstrate in-depth technical capabilities and professional knowledge
- Establish relationships with clients at appropriate levels
- Possess good business acumen and remain current on new developments in advisory services capabilities and industry knowledge
Qualifications:
- Bachelor's or graduate degree in finance, economics, law, or a related discipline
- 2+ years of work experience in a regulatory compliance oriented role or 1-2 years of experience in a risk management or consumer banking consulting role
- Strong communication skills for report writing and client presentations
- Strong organizational skills and ability to manage competing priorities
- Analytical skills with a compliance and control focus
Preferred Qualifications:
- Relevant experience with federal regulatory agencies or financial services organizations
- Knowledge of regulatory expectations related to Compliance Management Systems and Compliance Risk Management Programs
- Experience in assessing and decomposing financial services industry processes
- Experience with compliance program assessment, design, and implementation
- Knowledge of consumer lending products, life cycle, and regulation
- Experience with internal controls and testing for financial services business processes
What We Offer:
- Comprehensive compensation and benefits package
- Continuous learning and development opportunities
- Success as defined by you
- Transformative leadership
- Diverse and inclusive culture
EY is an equal opportunity employer and values diversity and inclusivity in the workplace. They provide equal employment opportunities to applicants and employees without regard to race, color, religion, age, sex, sexual orientation, gender identity/expression, pregnancy, genetic information, national origin, protected veteran status, disability status, or any other legally protected basis.
Join EY and help build a better working world. Apply now.
Apr 25, 2025
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Oct 22, 2024
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