In-House
Denver, CO
Legal Staff Paralegal in Denver, CO
Legal Staff
No
Job Title: Sr. Paralegal, Securities
Department: Legal & Compliance
Experience: Minimum 7 years
Salary: $100,700 - $137,700 per year, potential for sales incentive payments, bonus, and equity
Job Description:
- Seeking a Sr. Paralegal with at least 7 years of experience to support **MEMBERS ONLY**SIGN UP NOW***.'s corporate securities functions.
- Collaborate with legal team and other stakeholders to support **MEMBERS ONLY**SIGN UP NOW***.'s corporate practices and policies.
- Responsible for securities law compliance and other SEC, NYSE, and regulatory filings.
- Assist with regulatory reporting and internal processes, such as Forms 10-K, 10-Q, 8-K, and proxy statements.
- Oversee international securities filings related to employee equity and ESPP purchases.
- Partner with cross-functional teams on various corporate legal matters, special projects, and processes.
- Support **MEMBERS ONLY**SIGN UP NOW***.'s capital market transactions, including due diligence and KYC requests.
- Experience working with transfer agents and assisting with shareholder inquiries.
- Assist with document production for SOX compliance, internal audits, and other compliance requirements.
- Support overall corporate governance and compliance processes.
- This is a hybrid position, with a mix of remote and in-office work.
Qualifications:
Basic Qualifications:
- 5+ years of relevant work experience with a Bachelor's Degree or 2+ years of experience with an Advanced degree (. Masters, MBA, JD, MD) or 0 years of experience with a PhD
Preferred Qualifications:
- 6+ years of work experience with a Bachelor's Degree or 4+ years of relevant experience with an Advanced Degree (. Masters, MBA, JD, MD) or up to 3 years of relevant experience with a PhD
- Applicable experience as a corporate paralegal, preferably with a top-tier international law firm or global in-house legal department at a large public company.
- High quality and accuracy of written work and experience conducting legal research and reviewing public filings.
- Proficiency with Section 16 and EDGAR filings preferred.
- Excellent attention to detail and organizational skills.
- Ability to work independently and in a fast-paced environment.
- Strong prioritization and time management skills.
- Collaborative mindset and desire to make an impact.
- Willingness to identify and address problems and make process improvements.
- Experience working on confidential and sensitive matters.
- High proficiency in Microsoft Office programs.
- Licensed or willing to become a notary public.
Additional Information:
- Work Hours: Varies depending on department needs.
- Travel Requirements: 5-10% of the time.
- Mental/Physical Requirements: Work will be performed in an office setting, with some travel required.
- **MEMBERS ONLY**SIGN UP NOW***. is an EEO Employer, and qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, sexual orientation, gender identity, disability, or protected veteran status.
- **MEMBERS ONLY**SIGN UP NOW***. will consider for employment qualified applicants with criminal histories in accordance with applicable local law.
- . applicants only: The estimated salary range for this position is $100,700 - $137,700 per year, with potential for sales incentive payments, bonus, and equity.
- Comprehensive benefits package, including medical, dental, vision, 401(k), FSA/HSA, life insurance, paid time off, and wellness program.
Mar 17, 2025
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Dec 17, 2024
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