Corporate - Compliance Attorney in Palo Alto, CA

In-House

Palo Alto, CA

Corporate - Compliance Attorney in Palo Alto, CA

Attorney

4-5 yrs required

No

We understand the importance of social distancing at this time so our recruitment and onboarding process is managed virtually so we can continue to prioritize the safety and wellbeing of EY candidates, clients, guests and team members.

Financial Services - Regulatory Compliance Manager 1:
- Location: New York (other locations in region also available)
- Salary: Competitive
- Date: May 30, 2024
- Requisition ID: 1508443

Join the dynamic team at EY's Financial Services Office (FSO) dedicated to the financial services marketplace.
At EY, you'll have the chance to build a unique career with global scale, support, inclusive culture and technology to become the best version of yourself.
As a Manager in the Regulatory Compliance and Conduct Practice, you will work with leading financial institutions to address regulatory feedback, enhance compliance programs, and achieve long-lasting results.
Full-time employment with opportunities for mentorship, coaching, and career growth.

Key Responsibilities:
- Leading engagement team, interacting with clients' top executives and firm leadership
- Providing guidance and expertise to develop strategic solutions
- Delivering high-quality work product and staying informed of industry trends
- Managing all aspects of engagement, including project monitoring, risk management, and budget
- Mentoring and shaping junior consultants' careers
- Cultivating business development opportunities and fostering an inclusive team-oriented work environment.

Skills and Attributes for Success:
- Knowledge of regulatory and risk management updates
- Strong communication and organizational skills
- Analytical skills for understanding financial services industry processes
- Bachelor's degree and 5 years of work experience or graduate degree and 4 years of consulting experience
- Degree in finance, accounting, law, or related discipline preferred

Qualifications:
- Relevant experience with federal regulatory agencies or financial services organizations
- Knowledge of regulatory expectations for compliance management systems and risk management programs
- Experience with compliance program assessment, design, and implementation
- Knowledge of consumer lending products and regulations
- Experience with internal controls and testing for financial services business processes

What We Look For:
- Innovative, creative, and passionate individuals with effective leadership, project management, and teamwork skills
- Experience leading teams and managing people in client engagements and thought leadership initiatives
- Prior experience with a consulting firm, regulator, or financial institution preferred
- Valid driver's license and willingness to travel as needed

What We Offer:
- Comprehensive compensation and benefits package
- Opportunities for continuous learning and career growth
- Flexible vacation policy and designated paid time off
- Commitment to diversity and inclusion

Join EY in building a better working world.
EY is an equal opportunity employer and provides reasonable accommodations for individuals with disabilities.
Our recruitment and onboarding process is managed virtually to prioritize safety and wellbeing.

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