Attorney in Boca Raton, FL

Public Interest

Boca Raton, FL

Attorney in Boca Raton, FL

Non-practicing Attorney

Min 5 yrs required

No

In today's fast-paced business world, disputes are inevitable. That's where the Principal Analyst, Dispute Resolution at FINRA comes in. As a key member of the Dispute Resolution team, you will play a critical role in ensuring fair and efficient resolution of disputes in the securities industry. With locations across the country, including Chicago, Jersey City, Boca Raton, Woodbridge, Washington ., Rockville, New York City, and Los Angeles, FINRA offers a diverse and dynamic work environment for top talent to thrive and grow. If you have a law degree, at least five years of related experience, and a strong understanding of FINRA rules, we want to hear from you!

As the Principal Analyst, Dispute Resolution, you will be responsible for developing and implementing policies to ensure uniform, consistent, and high-quality dispute resolution services. You will also serve as a subject matter expert on various matters such as expungement, jurisdiction, and investment advisers. Additionally, you will track payment of arbitration awards and manage the arbitration claim intake process. Your strong leadership skills, problem-solving abilities, and excellent communication skills will be essential in this role.

The ideal candidate will have a law degree, a bachelor's degree, or equivalent, at least five years of related experience, and a strong understanding of FINRA rules relating to dispute resolution. In addition, the candidate must possess strong leadership skills, problem-solving abilities, and excellent oral and written communication skills.

This is a full-time position with normal office conditions, and travel may be required. At FINRA, we value our employees' health and wellness, and we offer a comprehensive benefits package that includes health, dental, and vision insurance, as well as a 401(k) plan with company match, tuition reimbursement, and other benefits to support employee wellness. We also offer a generous time-off program and two volunteer service days.

In addition to location, actual compensation is based on various factors, including the candidate's skill set, level of experience, education, and internal peer compensation comparisons. Candidates can expect salary offers that range from the minimum to the mid-point of the salary range. FINRA provides full pay ranges so that the candidate can consider their growth potential while at **MEMBERS ONLY**SIGN UP NOW***.

If you are interested in this position, please submit an application as applications are accepted on an ongoing basis. Please note that the information provided above is designed to indicate the general nature and level of work of the position and is not a comprehensive inventory of all duties, responsibilities, and qualifications required.

To ensure that our employees maintain the highest ethical standards, FINRA has a Code of Conduct that imposes restrictions on employees' investments and requires financial disclosures related to our role as a securities regulator. Candidates must comply with these restrictions, including disposing of any security issued by a company on FINRA's Prohibited Company List or obtaining a written waiver from their Executive Vice President, by the date they begin employment with **MEMBERS ONLY**SIGN UP NOW***.

At FINRA, we are committed to equal employment opportunity and diversity. All qualified applicants will receive consideration for employment without regard to age, citizenship status, color, disability, marital status, national origin, race, religion, sex, veteran status, or any other classification protected by federal, state, or local laws. FINRA also abides by the requirements of 41 CFR ) and 41 CFR ), prohibiting discrimination against qualified individuals with disabilities and protected veterans, respectively.

So if you're ready to take on an exciting and challenging role as the Principal Analyst, Dispute Resolution at FINRA, submit your application today and join our team of dedicated professionals!