Recruiter

Washington, DC, United States

Mid-Level Corporate Securities Associate Attorney

Attorney

2-10 yrs required

Full-time

No

A law firm in Washington, DC, is seeking a Mid-Level Corporate Securities Associate Attorney with 4-5 years of in-depth experience in corporate securities law. The ideal candidate will possess extensive knowledge of public company regulations, securities offerings, and corporate governance. Experience with national securities exchange listing rules, reporting requirements, and general corporate matters is essential. Additional experience with broker-dealer, FINRA, investment adviser, or fund formation is a plus. Bar admission in the jurisdiction of practice is required.

Duties:

• Provide legal advice and counsel on public company rules and regulations, including compliance with the Securities Act of 1933 and the Securities Exchange Act of 1934.
• Manage and oversee public and private offerings of securities, including drafting and reviewing offering documents.
• Ensure compliance with national securities exchange listing rules and regulations.
• Prepare and file reports on Forms 10-K, 10-Q, and 8-K, ensuring accuracy and timeliness.
• Draft and review proxy statements for annual and special shareholder meetings.
• Oversee Section 16 reporting, including Forms 3, 4, and 5, ensuring compliance with reporting obligations.
• Assist with general corporate matters, including drafting board resolutions, policies, and press releases.
• Provide guidance on corporate governance issues and support board and committee meetings.
• Advise on broker-dealer regulations, FINRA requirements, investment adviser matters, and fund formation, as applicable.

Requirements:

• 4-5 years of experience in corporate securities law, with a strong understanding of public company regulations and securities offerings.
• In-depth knowledge of the Securities Act of 1933 and the Securities Exchange Act of 1934.
• Experience with national securities exchange listing rules and reporting requirements (Forms 10-K, 10-Q, 8-K).
• Proficiency in drafting proxy statements and handling Section 16 reporting (Forms 3, 4, and 5).
• General corporate and corporate governance experience, including drafting board resolutions and policies.
• Experience with broker-dealer, FINRA, investment adviser, or fund formation matters is a plus.
• Bar admission required for the jurisdiction of practice (Washington, DC).

Education:

• Juris Doctor (JD) degree from an ABA-accredited law school.

Certifications:

• Bar admission in Washington, DC, or eligibility to obtain.

Skills:

• Strong knowledge of corporate securities laws and regulations.
• Excellent drafting and analytical skills.
• Proficiency in preparing and filing SEC reports and proxy statements.
• Effective communication skills, both verbal and written.
• Ability to manage multiple tasks and deadlines efficiently.
• Strong attention to detail with a commitment to accuracy.
• Experience in handling complex securities transactions and corporate governance matters.
• Client-focused approach with the ability to provide clear and practical legal advice.

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