In-House

San Francisco, CA, United States

General Counsel & Chief Compliance Officer

Attorney

Full-time

No

Job Title: General Counsel & Chief Compliance Officer Location: San Francisco, New York, Denver Type: Full Time Department: Compound Planning Wealth Management Overview: - High growth digital family office for entrepreneurs, professionals, and retirees - Over $1B AUM added since 2022 - Team of seasoned financial advisors, technologists, tax professionals, and operators - Magical experience for clients powered by world class team, holistic approach, and proprietary digital platform Responsibilities: - Ensure company compliance with regulatory requirements - Provide strategic legal counsel to support business objectives - Own compliance program with aid of outside consultants - Minimize dependence on outside counsel to protect company from legal risks - Monitor and assess impact of regulatory changes on company's operations - Prepare and submit regulatory filings - Create and update compliance policies and procedures - Provide legal counsel on various matters - Identify and assess legal and compliance risks - Participate in due diligence processes for potential mergers, acquisitions, or partnerships - Foster a culture of compliance Competencies and Skills: - JD from top US law school and active bar membership in good standing - Extensive experience in compliance and legal roles within financial services industry - Strong knowledge of relevant regulations - Excellent communication, interpersonal, and leadership skills - Ability to work collaboratively with cross-functional teams and provide strategic guidance to senior management - Comfort working in a fast-paced start-up/technology-centric environment - Ability to navigate change and innovate outside the scope of existing resources Working at Compound: - Culture designed to help maximize effectiveness - Ruthlessly prioritize protecting time and potential - Exceptional teammates who want to help you succeed - $84 trillion dollars will be passed on to next generation in next couple of decades - Companies that earn trust to manage that wealth will be immensely more successful than today's largest financial institutions Compensation: - Base salary starting at $180,000+ for candidates located in New York, San Francisco, and Denver.

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Hiring Coordinator
Compound Planning
2261 Market St 4013
San Francisco, CA 94114