Senior Analyst, Public Offerings

Full-time 2 views

Public Interest

Philadelphia, PA, United States

Senior Analyst, Public Offerings

Non-practicing Attorney

Min 3 yrs required

Full-time

No

drafts comment and inquiry letters, communicates finra rules and policies, and reviews correspondence on issues related to public offering filings, investigations and spot checks. prepares memoranda, reports, and other correspondence, including 8210 letters and letters of caution

Legal

Hiring Coordinator
FINRA.
11 Penn Center
1835 Market Street , 19th Floor
Philadelphia, PA 19103
Phone: 215-665-1180
Fax: 215-496-0434

Oct 08, 2024
Jun 25, 2024
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