Investment Management - Financial Institutions Midlevel Associate

Full-time 13 views

Law Firm

New York City, NY, United States

Investment Management - Financial Institutions Midlevel Associate

Attorney

3-5 yrs required

Full-time

No

The law firm of Morgan, Lewis & Bockius LLP is currently seeking a midlevel associate to join their Investment Management – Financial Institutions practice group. The position is available in their New York, Philadelphia, or Washington, DC office, and requires . The successful candidate must have experience in counseling top tier investment management firms on various regulatory matters, and be an active member of the bar in the state of the office for which they are applying. The salary range for this position is $225,000 to $435,000 and will vary based on factors such as prior experience, expertise, and market factors. The total compensation package may also include a range of benefits such as medical, financial, and paid time off. The firm also reserves the right to modify base salary and other compensation at any time. H1: Morgan, Lewis & Bockius LLP - Investment Management - Financial Institutions Midlevel Associate Position Available in New York, Philadelphia, or Washington, DC H2: Join Our Investment Management Team and Work with Top Tier Financial Institutions Law firm Morgan, Lewis & Bockius LLP is currently seeking a highly qualified midlevel associate to join their Investment Management – Financial Institutions practice group in either the New York, Philadelphia, or Washington, DC office. The successful applicant must have and be an active member of the bar in the state of the office for which they are applying. The salary range for this position is $225,000 to $435,000 and may include additional benefits such as medical, financial, and paid time off. The firm also reserves the right to modify base salary and other compensation at any time. Key Responsibilities: - Counseling top tier investment management firms on investment adviser regulatory matters - Providing guidance on registration, conflicts of interest and disclosure, compliance policies and procedures, advertising and marketing, SEC regulatory examinations and enforcement defense, and the development of new products and services - Collaborating with other attorneys and team members to ensure high quality and efficient service to clients Qualifications: - - Comparable law firm experience and/or experience working at the Securities and Exchange Commission - Familiarity and demonstrated experience with the Investment Advisers Act of 1940 and other federal securities law - Excellent academic credentials - Strong organization, drafting, communication, and analytical skills - Active member of the bar in the state of the Morgan Lewis office for which you are applying Salary Information: - Salary range: $225,000 to $435,000 - Base salary or hourly wage will be determined during the interview process and may vary based on factors such as prior experience, expertise, and market factors - Total compensation package may include medical, financial, and paid time off benefits - The firm reserves the right to modify base salary and other compensation at any time Experience Information: - - Prior experience working at a law firm and/or the Securities and Exchange Commission - Familiarity and demonstrated experience with the Investment Advisers Act of 1940 and other federal securities law - Experience counseling top tier investment management firms on regulatory matters - Previous experience with registration, conflicts of interest and disclosure, compliance policies and procedures, advertising and marketing, SEC regulatory examinations and enforcement defense, and the development of new products and services SEO Friendly Job Title: Investment Management - Financial Institutions Midlevel Associate Bullet Points: - Join a leading international law firm - Work with top tier investment management firms - Provide guidance on investment adviser regulatory matters - Collaborate with a team of experienced attorneys - Competitive salary range of $225,000 to $435,000 - Total compensation package may include additional benefits - Opportunity for professional growth and development - Active member of the bar in the state of the office for which you are applying Bold Headlines: - Join Our Investment Management Team and Work with Top Tier Financial Institutions - Highly Qualified Midlevel Associate Position Available in New York, Philadelphia, or Washington, DC - Competitive Salary Range of $225,000 to $435,000 - Total Compensation Package Including Benefits - Opportunity for Professional Growth and Development Note: The job posting does not include specific contact information, so it is assumed that interested candidates should apply through the appropriate channels provided by the law firm.

Interested candidates should submit their resume and cover letter online through the firm's website.

Qualification and Experience 3-5 years of experience with investment adviser regulatory matters

Legal

Hiring Coordinator
Morgan, Lewis & Bockius LLP.
101 Park Avenue
New York City, NY 10178-0060
Phone: 212-309-6000
Fax: 212-309-6273

Feb 18, 2025
Nov 05, 2024
Aug 16, 2024
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