In-House

New York City, NY, United States

Manager, Enforcement Counsel

Attorney

Min 4 yrs required

Full-time

No

Introducing Manager, Enforcement Counsel: Join the NYSE Regulation team in New York with a hybrid work schedule and a competitive salary range of $200,000 - $240,000 USD! H1: Manager, Enforcement Counsel - Join the NYSE Regulation Team in New York! H2: Investigate and Prosecute Market Misconduct with a Competitive Salary Range of $200,000 - $240,000 USD Overview: - Seeking an experienced attorney with regulatory/investigations experience to join the NYSE Regulation team as an Enforcement Counsel - Responsible for investigating and prosecuting potential violations of exchange rules and federal securities laws by exchange members - Work closely with the Surveillance & Investigations team and other financial regulators on cross-market enforcement matters - Contribute to educational efforts and stay updated on market developments and trends Responsibilities: - Investigate and prosecute actions against exchange members for violations of exchange rules and federal securities laws - Collaborate with the Surveillance & Investigations team and other financial regulators - Contribute to educational efforts and stay updated on market developments and trends Knowledge and Experience: - JD and admission to (or ability to obtain admission to) the New York bar required - 4+ years of experience in regulatory/investigations matters - Strong knowledge of financial markets and relevant rules - Detail-oriented and able to manage a dynamic docket of investigative matters - Excellent communication and interpersonal skills Schedule: - Hybrid work schedule with one day per week of work from home flexibility Salary Range: - Competitive base salary range of $200,000 - $240,000 USD, not including incentive compensation - Compensation based on individual skillset and experience Equal Opportunity Employer: - Intercontinental Exchange, Inc. is an Equal Opportunity and Affirmative Action Employer - All qualified applicants will receive consideration for employment without regard to race, color, religion, gender, sexual orientation, gender identity, national origin, age, disability, veteran status, or other protected status In summary, the NYSE Regulation team is seeking an experienced Enforcement Counsel to investigate and prosecute potential market misconduct with a hybrid work schedule and a competitive salary range of $200,000 - $240,000 USD. This role offers the opportunity to work with a team of professionals in a dynamic and evolving market environment. Join us and make a difference in maintaining the integrity of the markets!

Interested candidates can apply through the company's website or by contacting the company directly.

Qualification and Experience Juris Doctor (JD) and admission to New York bar.

Legal

Hiring Coordinator
NYSE
11 Wall Street,
New York City, NY 10005